UBS’s Main Street Capital MAIN Stock Holding History

UBS’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$24.6M	Sell	803,840 -132,694	-14%	-$4.24M	0.02%	828
2014 Q2	$30.8M	Buy	936,534 +243,997	+35%	+$7.68M	0.02%	655
2014 Q1	$22.8M	Buy	692,537 +94,624	+16%	+$3.22M	0.02%	729
2013 Q4	$19.5M	Buy	597,913 +115,364	+24%	+$3.6M	0.02%	822
2013 Q3	$14.4M	Buy	482,549 +26,050	+6%	+$776K	0.01%	887
2013 Q2	$12.6M	Buy	+456,499	New	+$13.4M	0.02%	910

Other funds holding MAIN

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

TCM

Texan Capital Management Houston, Texas $154M AUM 10.81% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's MAIN Position: Q3 2014 in Review

UBS reduced its Main Street Capital (MAIN) stake by 14% in Q3 2014, selling an estimated $4.24M and leaving 803,840 shares worth $24.6M. The position accounts for 0.02% of the portfolio, ranked #828.

UBS first reported a position in MAIN in Q2 2013 and has held it in 6 quarters since. The position peaked at $30.8M in Q2 2014. 122 funds tracked by Wall St. Rank hold MAIN as of Q3 2014.

UBS held 803,840 shares of Main Street Capital worth $24.6M as of Q3 2014.
UBS sold 132,694 Main Street Capital shares in Q3 2014, an estimated $4.24M.
Main Street Capital made up 0.02% of UBS's portfolio in Q3 2014, its #828 holding.
UBS first reported a position in Main Street Capital in Q2 2013 and has held it in 6 quarters since.
UBS's Main Street Capital position peaked at $30.8M in Q2 2014.
122 funds tracked by Wall St. Rank held Main Street Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.