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UBS’s Main Street Capital MAIN Stock Holding History

UBS’s Portfolio MAIN Stock Details MAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6K Sell
200
-1,500
-88% -$47.9K ﹤0.01% 9284
2014
Q2 		$56K Buy
1,700
+1,200
+240% +$37.8K ﹤0.01% 6713
2014
Q1 		$16K Buy
+500
New +$17K ﹤0.01% 8374
2013
Q4 		– Sell
-1,300
Closed -$39K – 10600
2013
Q3 		$39K Sell
1,300
-3,800
-75% -$113K ﹤0.01% 7175
2013
Q2 		$141K Buy
+5,100
New +$150K ﹤0.01% 5477

Other funds holding MAIN

PSI
Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CLM
ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return
TCM
Texan Capital Management Houston, Texas $154M AUM 10.81% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's MAIN Position: Q3 2014 in Review

UBS reduced its Main Street Capital (MAIN) stake by 14% in Q3 2014, selling an estimated $4.24M and leaving 803,840 shares worth $24.6M. The position accounts for 0.02% of the portfolio, ranked #828.

UBS first reported a position in MAIN in Q2 2013 and has held it in 6 quarters since. The position peaked at $30.8M in Q2 2014. 122 funds tracked by Wall St. Rank hold MAIN as of Q3 2014.

  • UBS held 803,840 shares of Main Street Capital worth $24.6M as of Q3 2014.
  • UBS sold 132,694 Main Street Capital shares in Q3 2014, an estimated $4.24M.
  • Main Street Capital made up 0.02% of UBS's portfolio in Q3 2014, its #828 holding.
  • UBS first reported a position in Main Street Capital in Q2 2013 and has held it in 6 quarters since.
  • UBS's Main Street Capital position peaked at $30.8M in Q2 2014.
  • 122 funds tracked by Wall St. Rank held Main Street Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.