Paloma Partners’s Main Street Capital MAIN Stock Holding History

Paloma Partners’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-5,455	Closed	-$210K	–	1573
2018 Q3	$210K	Buy	+5,455	New	+$216K	﹤0.01%	1380
2018 Q1	–	Sell	-7,932	Closed	-$315K	–	2133
2017 Q4	$315K	Buy	+7,932	New	+$320K	﹤0.01%	1522
2014 Q3	–	Sell	-168,064	Closed	-$5.53M	–	1187
2014 Q2	$5.53M	Buy	+168,064	New	+$5.29M	0.23%	104

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Paloma Partners's MAIN Position: Q4 2018 in Review

Paloma Partners sold out of Main Street Capital (MAIN) in Q4 2018, closing a stake of 5,455 shares — an estimated $210K sold.

Paloma Partners first reported a position in MAIN in Q2 2014 and held it in 3 quarters. The position peaked at $5.53M in Q2 2014. 219 funds tracked by Wall St. Rank hold MAIN as of Q4 2018.

Paloma Partners reported no remaining Main Street Capital position as of Q4 2018 after selling out during the quarter.
Paloma Partners sold 5,455 Main Street Capital shares in Q4 2018, an estimated $210K.
Paloma Partners first reported a position in Main Street Capital in Q2 2014 and held it in 3 quarters.
Paloma Partners's Main Street Capital position peaked at $5.53M in Q2 2014.
219 funds tracked by Wall St. Rank held Main Street Capital as of Q4 2018.

Based on Paloma Partners's 13F filing for Q4 2018, filed 14 Feb 2019.