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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNCL icon
326
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$9.07M 0.06%
204,181
+23,707
+13% +$1.01M
IWR icon
327
iShares Russell Mid-Cap ETF
IWR
$56.8B
$9.05M 0.06%
152,581
+18,403
+14% +$1.06M
GD icon
328
General Dynamics
GD
$105B
$9.01M 0.06%
60,032
+12,574
+26% +$2.26M
PNC icon
329
PNC Financial Services
PNC
$100B
$9.01M 0.06%
59,719
+4,166
+7% +$625K
EPD icon
330
Enterprise Products Partners
EPD
$83.8B
$8.91M 0.06%
316,690
+11,202
+4% +$304K
AVGO icon
331
Broadcom
AVGO
$1.82T
$8.86M 0.06%
279,690
+23,630
+9% +$717K
ICPT
332
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$8.75M 0.06%
70,605
+383
+0.5% +$34.3K
FDL icon
333
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$8.68M 0.05%
266,228
+19,224
+8% +$612K
FXO icon
334
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$8.66M 0.05%
258,367
+121,638
+89% +$3.95M
SHM icon
335
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.65M 0.05%
176,123
+1,120
+0.6% +$54.9K
ACWI icon
336
iShares MSCI ACWI ETF
ACWI
$32.6B
$8.61M 0.05%
118,692
-25,314
-18% -$1.94M
BXMX
337
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$8.6M 0.05%
625,286
+38,325
+7% +$518K
SRE icon
338
Sempra
SRE
$60.8B
$8.58M 0.05%
116,926
-1,310
-1% -$96.1K
FIDI icon
339
Fidelity International High Dividend ETF
FIDI
$353M
$8.58M 0.05%
397,085
+23,951
+6% +$503K
FSTA icon
340
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$8.52M 0.05%
226,096
-21,206
-9% -$780K
BLK icon
341
Blackrock
BLK
$164B
$8.43M 0.05%
104,224
+89,027
+586% +$42.2M
UL icon
342
Unilever
UL
$131B
$8.41M 0.05%
132,162
-868
-0.7% -$57.6K
HSY icon
343
Hershey
HSY
$35.4B
$8.38M 0.05%
57,736
+2,022
+4% +$300K
ZTS icon
344
Zoetis
ZTS
$31.6B
$8.35M 0.05%
68,361
+10,620
+18% +$1.32M
ITW icon
345
Illinois Tool Works
ITW
$81.4B
$8.29M 0.05%
51,836
+5,959
+13% +$1.01M
FVC icon
346
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$8.28M 0.05%
297,803
-15,252
-5% -$410K
APD icon
347
Air Products & Chemicals
APD
$66.3B
$8.24M 0.05%
43,941
+15,005
+52% +$3.39M
VRP icon
348
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$8.21M 0.05%
317,826
+36,546
+13% +$937K
FDX icon
349
FedEx
FDX
$74.5B
$8.21M 0.05%
55,915
+1,204
+2% +$186K
LRGF icon
350
iShares US Equity Factor ETF
LRGF
$3.52B
$8.09M 0.05%
234,108
-6,835
-3% -$227K
12 13
14
15 16

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.