Ladenburg Thalmann Financial Services’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$7.53M	Buy	396,364 +51,448	+15%	+$951K	0.05%	369
2019 Q3	$6.26M	Buy	344,916 +137,593	+66%	+$2.5M	0.04%	399
2019 Q2	$3.76M	Buy	207,323 +31,449	+18%	+$566K	0.03%	545
2019 Q1	$3.08M	Buy	175,874 +40,300	+30%	+$674K	0.02%	604
2018 Q4	$2.08M	Sell	135,574 -63,659	-32%	-$1.03M	0.02%	647
2018 Q3	$3.56M	Sell	199,233 -47,056	-19%	-$842K	0.03%	499
2018 Q2	$4.17M	Hold	246,289	–	–	0.04%	413
2018 Q1	$4.17M	Sell	246,289 -1,833	-0.7%	-$30.3K	0.04%	413
2017 Q4	$4.08M	Buy	248,122 +134,160	+118%	+$2.23M	0.04%	411
2017 Q3	$1.91M	Buy	113,962 +10,543	+10%	+$176K	0.02%	644
2017 Q2	$1.71M	Sell	103,419 -681	-0.7%	-$11K	0.02%	659
2017 Q1	$1.64M	Buy	104,100 +633	+0.6%	+$9.68K	0.02%	655
2016 Q4	$1.48M	Sell	103,467 -6,742	-6%	-$97.2K	0.02%	647
2016 Q3	$1.61M	Buy	110,209 +19,087	+21%	+$279K	0.02%	574
2016 Q2	$1.28M	Buy	91,122 +47,417	+108%	+$663K	0.02%	643
2016 Q1	$596K	Sell	43,705 -202	-0.5%	-$2.63K	0.01%	942
2015 Q4	$586K	Sell	43,907 -3,077	-7%	-$42.3K	0.01%	947
2015 Q3	$625K	Sell	46,984 -2,106	-4%	-$29.2K	0.01%	866
2015 Q2	$711K	Sell	49,090 -10,839	-18%	-$165K	0.01%	885
2015 Q1	$945K	Buy	59,929 +3,473	+6%	+$56.5K	0.02%	715
2014 Q4	$898K	Buy	56,456 +576	+1%	+$10.2K	0.02%	649
2014 Q3	$953K	Buy	55,880 +3,824	+7%	+$70.5K	0.03%	525
2014 Q2	$981K	Sell	52,056 -3,303	-6%	-$61.1K	0.03%	515
2014 Q1	$1M	Buy	55,359 +1,606	+3%	+$29.4K	0.03%	461
2013 Q4	$928K	Sell	53,753 -2,077	-4%	-$37.2K	0.03%	469
2013 Q3	$1.01M	Buy	55,830 +169	+0.3%	+$3.01K	0.03%	414
2013 Q2	$1.09M	Buy	+55,661	New	+$1.14M	0.04%	375

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PTY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 15% in Q4 2019, buying an estimated $951K and bringing the position to 396,364 shares worth $7.53M. The position accounts for 0.05% of the portfolio, ranked #369.

Ladenburg Thalmann Financial Services first reported a position in PTY in Q2 2013 and has held it in 27 quarters since. 109 funds tracked by Wall St. Rank hold PTY as of Q4 2019.

Ladenburg Thalmann Financial Services held 396,364 shares of PIMCO Corporate & Income Opportunity Fund worth $7.53M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 51,448 PIMCO Corporate & Income Opportunity Fund shares in Q4 2019, an estimated $951K.
PIMCO Corporate & Income Opportunity Fund made up 0.05% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #369 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and has held it in 27 quarters since.
109 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.