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PIMCO Corporate & Income Opportunity Fund

79 hedge funds and large institutions have $103M invested in PIMCO Corporate & Income Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

4% more funds holding

Funds holding: 7679 (+3)

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

0.07% less ownership

Funds ownership: 8.39%8.32% (-0.07%)

9% less capital invested

Capital invested by funds: $113M → $103M (-$9.71M)

Holders
79
Holders Change
+3
Holders Change %
+3.95%
% of All Funds
2.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
26
Reduced
26
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ALA
1
Atherton Lane Advisers
California
$20.4M -$1.13M -63,673 -5%
RCM
2
Rivernorth Capital Management
Florida
$14.6M -$83.1K -4,666 -0.6%
LPL Financial
3
LPL Financial
California
$8.46M -$163K -9,137 -2%
Morgan Stanley
4
Morgan Stanley
New York
$8.01M -$1.21M -67,924 -13%
Invesco
5
Invesco
Georgia
$7.36M +$1.39M +78,203 +24%
Cohen & Steers
6
Cohen & Steers
New York
$6.95M +$379K +21,286 +6%
U
7
UBS
Switzerland
$4.25M +$745K +41,826 +22%
NPC
8
National Planning Corporation
California
$3.65M +$1.16M +64,991 +47%
AR
9
Advisory Research
Illinois
$2.99M +$258K +14,520 +10%
Bank of America
10
Bank of America
North Carolina
$2.81M -$341K -19,131 -11%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.88M +$351K +19,746 +23%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.59M -$545K -30,633 -26%
OC
13
Oppenheimer & Co
New York
$1.28M +$4.34K +244 +0.3%
MFS
14
MSI Financial Services
Massachusetts
$1.19M +$78.4K +4,405 +7%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.06M -$537K -30,189 -34%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.01M +$3.01K +169 +0.3%
AIG
17
American International Group
New York
$753K +$41.8K +2,348 +6%
HK
18
Horizon Kinetics
New York
$717K -$5.34K -300 -0.7%
DADC
19
D.A. Davidson & Co
Montana
$717K +$690K +38,750 +3,875%
ICAS
20
Investors Capital Advisory Services
Massachusetts
$671K +$370K +20,789 +127%
FAAS
21
First Allied Advisory Services
California
$646K +$5.34K +300 +0.8%
Wells Fargo
22
Wells Fargo
California
$580K -$137K -7,699 -19%
Citigroup
23
Citigroup
New York
$537K -$11.9K -667 -2%
OC
24
Oarsman Capital
Wisconsin
$537K +$18.3K +1,030 +4%
HB
25
Homrich & Berg
Georgia
$522K -$8.01K -450 -2%

PTY Hedge Fund Activity: Q3 2013 in Review

79 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2013, worth a combined $103M — down 8.6% from $113M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PTY positions and 6 closed out — a net gain of 4 holders — while 26 added to existing stakes and 26 trimmed.

The largest buyer was Invesco, adding an estimated $1.39M. The largest seller was Maryland Capital Management, cutting an estimated $1.61M.

  • 79 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2013, up from 76 in Q2 2013.
  • Funds reported $103M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2013, down 8.6% quarter-over-quarter.
  • 10 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2013 and 6 closed out, a net change of +4 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2013 was Invesco, an estimated $1.39M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2013 was Maryland Capital Management, an estimated $1.61M sold.

Based on aggregated 13F filings for Q3 2013.