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National Planning Corporation’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

National Planning Corporation’s Portfolio PTY Stock Details PTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-57,072
Closed -$958K – 469
2017
Q3 		$958K Buy
57,072
+3,231
+6% +$53.9K 0.08% 236
2017
Q2 		$886K Sell
53,841
-1,146
-2% -$18.5K 0.07% 274
2017
Q1 		$865K Sell
54,987
-4,158
-7% -$63.6K 0.07% 262
2016
Q4 		$908K Sell
59,145
-149,706
-72% -$2.16M 0.07% 252
2016
Q3 		$3.02M Buy
208,851
+21,128
+11% +$309K 0.24% 89
2016
Q2 		$2.75M Buy
187,723
+83,501
+80% +$1.17M 0.21% 103
2016
Q1 		$1.47M Sell
104,222
-29,827
-22% -$389K 0.13% 175
2015
Q4 		$1.74M Buy
134,049
+9,068
+7% +$125K 0.14% 163
2015
Q3 		$1.79M Sell
124,981
-1,403
-1% -$19.5K 0.16% 135
2015
Q2 		$1.77M Buy
126,384
+12,261
+11% +$186K 0.16% 138
2015
Q1 		$1.82M Sell
114,123
-2,530
-2% -$41.1K 0.16% 130
2014
Q4 		$1.95M Sell
116,653
-23,903
-17% -$424K 0.14% 144
2014
Q3 		$2.41M Sell
140,556
-8,342
-6% -$154K 0.18% 106
2014
Q2 		$2.81M Sell
148,898
-3,609
-2% -$66.8K 0.22% 90
2014
Q1 		$2.77M Sell
152,507
-25,614
-14% -$469K 0.24% 82
2013
Q4 		$3.07M Sell
178,121
-24,212
-12% -$434K 0.27% 78
2013
Q3 		$3.65M Buy
202,333
+64,991
+47% +$1.16M 0.35% 66
2013
Q2 		$2.69M Buy
+137,342
New +$2.81M 0.33% 74

Other funds holding PTY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

National Planning Corporation's PTY Position: Q4 2017 in Review

National Planning Corporation sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2017, closing a stake of 57,072 shares — an estimated $958K sold.

National Planning Corporation first reported a position in PTY in Q2 2013 and held it in 18 quarters. The position peaked at $3.65M in Q3 2013. 85 funds tracked by Wall St. Rank hold PTY as of Q4 2017.

  • National Planning Corporation reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 57,072 PIMCO Corporate & Income Opportunity Fund shares in Q4 2017, an estimated $958K.
  • National Planning Corporation first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 18 quarters.
  • National Planning Corporation's PIMCO Corporate & Income Opportunity Fund position peaked at $3.65M in Q3 2013.
  • 85 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.