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PIMCO Corporate & Income Opportunity Fund

82 hedge funds and large institutions have $60.1M invested in PIMCO Corporate & Income Opportunity Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.06% less ownership

Funds ownership: 6.52%6.46% (-0.06%)

2% less funds holding

Funds holding: 8482 (-2)

9% less capital invested

Capital invested by funds: $65.8M → $60.1M (-$5.63M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

30% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 27

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
82
Holders Change
-2
Holders Change %
-2.38%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
19
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$6.85M +$270K +19,479 +4%
Invesco
2
Invesco
Georgia
$6.19M -$104K -7,517 -2%
Morgan Stanley
3
Morgan Stanley
New York
$5.87M -$87.9K -6,332 -1%
FFA
4
First Foundation Advisors
California
$5.5M +$2.78M +200,075 +94%
LPL Financial
5
LPL Financial
California
$4.57M -$339K -24,461 -7%
UBS Group
6
UBS Group
Switzerland
$3.04M +$205K +14,785 +7%
Bank of America
7
Bank of America
North Carolina
$2.29M -$660K -47,603 -22%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.08M +$1.3M +93,851 +150%
NPC
9
National Planning Corporation
California
$1.79M -$19.5K -1,403 -1%
SG Americas Securities
10
SG Americas Securities
New York
$1.59M +$1.66M +119,668 New
CIA
11
Capital Investment Advisors
Georgia
$1.58M +$9.92K +715 +0.6%
SIA
12
Sit Investment Associates
Minnesota
$1.47M +$89K +6,417 +6%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$1.16M -$14K -1,009 -1%
MFS
14
MSI Financial Services
Massachusetts
$1.15M +$110K +7,964 +10%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.14M -$83.5K -6,017 -7%
AR
16
Advisory Research
Illinois
$743K -$499K -35,998 -39%
CRC
17
Curi RMB Capital
Illinois
$741K +$773K +55,702 New
HCM
18
Hollencrest Capital Management
California
$627K +$54.8K +3,950 +9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$625K -$29.2K -2,106 -4%
PAG
20
Private Advisor Group
New Jersey
$559K -$937K -67,545 -62%
Ameriprise
21
Ameriprise
Minnesota
$526K +$86.7K +6,247 +19%
OC
22
Oarsman Capital
Wisconsin
$516K +$22.9K +1,650 +4%
AIG
23
American International Group
New York
$496K -$24.8K -1,790 -5%
Citigroup
24
Citigroup
New York
$461K -$32.8K -2,361 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$457K +$178K +12,848 +60%

PTY Hedge Fund Activity: Q3 2015 in Review

82 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2015, worth a combined $60.1M — down 8.6% from $65.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PTY and 11 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 19 added.

The largest buyer was First Foundation Advisors, adding an estimated $2.78M. The largest seller was Mariner Investment Group, cutting an estimated $2.74M.

  • 82 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2015, down from 84 in Q2 2015.
  • Funds reported $60.1M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2015, down 8.6% quarter-over-quarter.
  • 11 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2015 and 13 closed out, a net change of -2 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2015 was First Foundation Advisors, an estimated $2.78M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2015 was Mariner Investment Group, an estimated $2.74M sold.

Based on aggregated 13F filings for Q3 2015.