We are live on ! Find out more
PTY icon

PIMCO Corporate & Income Opportunity Fund

86 hedge funds and large institutions have $84M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 8786 (-1)

1.91% less ownership

Funds ownership: 8.56%6.65% (-1.9%)

17% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 29

18% less capital invested

Capital invested by funds: $102M → $84M (-$18M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
86
Holders Change
-1
Holders Change %
-1.15%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
24
Reduced
29
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.72M +$196K +10,717 +2%
Cohen & Steers
2
Cohen & Steers
New York
$8.23M +$630K +34,406 +8%
U
3
UBS
Switzerland
$6.93M +$3.18M +173,713 +83%
Morgan Stanley
4
Morgan Stanley
New York
$6.71M -$803K -43,838 -11%
Invesco
5
Invesco
Georgia
$6.67M -$430K -23,461 -6%
RCM
6
Rivernorth Capital Management
Florida
$3.9M -$21.9M -1,197,648 -85%
BFG
7
Bouchey Financial Group
New York
$3.19M +$56.7K +3,099 +2%
GI
8
Glovista Investments
New Jersey
$2.85M +$46.4K +2,532 +2%
NPC
9
National Planning Corporation
California
$2.77M -$469K -25,614 -14%
Bank of America
10
Bank of America
North Carolina
$2.38M -$2.68M -146,624 -53%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.34M +$88.9K +4,855 +4%
CIA
12
Capital Investment Advisors
Georgia
$2.3M -$56.6K -3,092 -2%
AR
13
Advisory Research
Illinois
$2.02M +$1.83K +100 +0.1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.37M -$61.1K -3,334 -4%
MFS
15
MSI Financial Services
Massachusetts
$1.28M +$59.3K +3,236 +5%
IMS
16
Index Management Solutions
Pennsylvania
$1.2M +$917K +50,064 +307%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1M +$29.4K +1,606 +3%
DADC
18
D.A. Davidson & Co
Montana
$991K -$14.7K -802 -1%
HCM
19
Hollencrest Capital Management
California
$822K -$13.7K -750 -2%
FAAS
20
First Allied Advisory Services
California
$818K +$174K +9,500 +26%
CAN
21
Cetera Advisor Networks
California
$808K +$165K +8,988 +25%
SG Americas Securities
22
SG Americas Securities
New York
$786K -$395K -21,552 -33%
Wells Fargo
23
Wells Fargo
California
$748K -$89.8K -4,902 -11%
ACM
24
Apex Capital Management
Ohio
$682K +$692K +37,779 New
AIG
25
American International Group
New York
$677K -$47.1K -2,570 -6%

PTY Hedge Fund Activity: Q1 2014 in Review

86 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2014, worth a combined $84M — down 18% from $102M a quarter earlier.

Fund positioning in PTY was balanced in Q1 2014: 9 funds opened new positions, 9 closed out, 24 added to existing stakes and 29 trimmed.

The largest buyer was UBS, adding an estimated $3.18M. The largest seller was Rivernorth Capital Management, cutting an estimated $21.9M.

  • 86 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2014, down from 87 in Q4 2013.
  • Funds reported $84M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2014, down 18% quarter-over-quarter.
  • 9 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2014 and 9 closed out, a net change of 0 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2014 was UBS, an estimated $3.18M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2014 was Rivernorth Capital Management, an estimated $21.9M sold.

Based on aggregated 13F filings for Q1 2014.