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PIMCO Corporate & Income Opportunity Fund

92 hedge funds and large institutions have $143M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

3% more capital invested

Capital invested by funds: $139M → $143M (+$4.17M)

0.21% more ownership

Funds ownership: 8.84%9.05% (+0.21%)

5% less funds holding

Funds holding: 9792 (-5)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

Holders
92
Holders Change
-5
Holders Change %
-5.15%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
31
Reduced
24
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$26.2M +$1.82M +99,822 +7%
Morgan Stanley
2
Morgan Stanley
New York
$17.8M -$1.43M -78,524 -7%
CFGS
3
Concourse Financial Group Securities
Alabama
$17.4M +$4.94M +271,290 +40%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$9.08M +$378K +20,787 +4%
CAN
5
Cetera Advisor Networks
California
$7.98M +$303K +16,637 +4%
Bank of America
6
Bank of America
North Carolina
$6.6M -$1.4M -77,181 -18%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$6.26M +$2.5M +137,593 +66%
AG
8
Advisor Group
Arizona
$5.29M -$93.9K -5,158 -2%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$5.18M +$183K +10,070 +4%
UBS Group
10
UBS Group
Switzerland
$3.44M -$472K -25,950 -12%
Creative Planning
11
Creative Planning
Kansas
$3.04M +$2.56M +140,748 +524%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$3.02M +$306K +16,789 +11%
Cohen & Steers
13
Cohen & Steers
New York
$2.09M -$2.13M -116,907 -50%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.68M +$61.9K +3,400 +4%
GC
15
Guggenheim Capital
Illinois
$1.64M -$34.6K -1,902 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.59M -$370K -20,317 -19%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$1.19M
US Bancorp
18
US Bancorp
Minnesota
$1.08M +$23.6K +1,299 +2%
LNC
19
Lincoln National Corp
Pennsylvania
$1.08M +$125K +6,859 +13%
CWM
20
Cornerstone Wealth Management
Missouri
$1.07M +$29.5K +1,620 +3%
MML Investors Services
21
MML Investors Services
Massachusetts
$1.04M +$208K +11,457 +25%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$1.03M +$26.9K +1,476 +3%
CF
23
Centaurus Financial
California
$1.01M +$30.6K +1,680 +3%
PAG
24
Private Advisor Group
New Jersey
$955K -$70.2K -3,858 -7%
HB
25
Homrich & Berg
Georgia
$838K

PTY Hedge Fund Activity: Q3 2019 in Review

92 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2019, worth a combined $143M — up 3% from $139M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of PTY and 12 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 31 added.

The largest buyer was Concourse Financial Group Securities, adding an estimated $4.94M. The largest seller was Cohen & Steers, cutting an estimated $2.13M.

  • 92 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2019, down from 97 in Q2 2019.
  • Funds reported $143M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2019, up 3% quarter-over-quarter.
  • 12 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2019 and 16 closed out, a net change of -4 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2019 was Concourse Financial Group Securities, an estimated $4.94M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2019 was Cohen & Steers, an estimated $2.13M sold.

Based on aggregated 13F filings for Q3 2019.