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PIMCO Corporate & Income Opportunity Fund

104 hedge funds and large institutions have $143M invested in PIMCO Corporate & Income Opportunity Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 37 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 22

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

3% more funds holding

Funds holding: 101104 (+3)

0.25% less ownership

Funds ownership: 8.18%7.93% (-0.25%)

6% less capital invested

Capital invested by funds: $153M → $143M (-$9.93M)

Holders
104
Holders Change
+3
Holders Change %
+2.97%
% of All Funds
2.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
37
Reduced
22
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$41M -$4.53M -253,121 -27%
Morgan Stanley
2
Morgan Stanley
New York
$15.1M +$180K +10,084 +1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$8.49M +$308K +17,236 +4%
Cohen & Steers
4
Cohen & Steers
New York
$8.04M -$777K -43,449 -9%
Ameriprise
5
Ameriprise
Minnesota
$7.84M +$630K +35,233 +9%
Bank of America
6
Bank of America
North Carolina
$6.94M +$1.29M +72,000 +23%
CAN
7
Cetera Advisor Networks
California
$3.81M +$1.64M +91,889 +75%
UBS Group
8
UBS Group
Switzerland
$3.69M +$36.4K +2,035 +1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$3.56M -$842K -47,056 -19%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$3.52M +$420K +23,457 +13%
LPL Financial
11
LPL Financial
California
$3.05M +$337K +18,844 +12%
CA
12
Cetera Advisors
Colorado
$2.8M +$2.55M +142,366 +983%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.77M +$191K +10,682 +7%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.42M +$1.74M +97,501 +259%
IA
15
IFP Advisors
Florida
$2.09M -$26.3K -1,468 -1%
AIP
16
Ahrens Investment Partners
Louisiana
$1.51M +$1.52M +84,900 New
AG
17
Advisor Group
Arizona
$1.5M +$281K +15,713 +23%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$1.43M -$272K -15,179 -16%
US Bancorp
19
US Bancorp
Minnesota
$1.27M +$113K +6,291 +10%
HB
20
Homrich & Berg
Georgia
$1.24M +$5.83K +326 +0.5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.04M -$17.6K -986 -2%
TNAM
22
Terra Nova Asset Management
New York
$1.02M +$1.03M +57,435 New
HCM
23
Hollencrest Capital Management
California
$825K +$92.8K +5,190 +12%
FAIM
24
Financial Advocates Investment Management
Washington
$759K +$580K +32,395 +319%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$748K +$61.4K +3,430 +9%

PTY Hedge Fund Activity: Q3 2018 in Review

104 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2018, worth a combined $143M — down 6.5% from $153M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PTY positions and 9 closed out — a net gain of 3 holders — while 37 added to existing stakes and 22 trimmed.

The largest buyer was Cetera Advisors, adding an estimated $2.55M. The largest seller was Invesco, exiting entirely with an estimated $7.42M sold.

  • 104 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2018, up from 101 in Q2 2018.
  • Funds reported $143M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2018, down 6.5% quarter-over-quarter.
  • 12 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2018 and 9 closed out, a net change of +3 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2018 was Cetera Advisors, an estimated $2.55M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2018 was Invesco, an estimated $7.42M sold.

Based on aggregated 13F filings for Q3 2018.