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PIMCO Corporate & Income Opportunity Fund

102 hedge funds and large institutions have $120M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 27

25% more capital invested

Capital invested by funds: $95.7M → $120M (+$23.8M)

0.21% more ownership

Funds ownership: 7.67%7.88% (+0.21%)

8% less funds holding

Funds holding: 111102 (-9)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
102
Holders Change
-9
Holders Change %
-8.11%
% of All Funds
2.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
34
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$21.2M +$16.1M +962,005 +381%
Morgan Stanley
2
Morgan Stanley
New York
$16.8M +$2.04M +122,227 +15%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$8.21M -$343K -20,505 -4%
Invesco
4
Invesco
Georgia
$8.09M -$182K -10,857 -2%
Bank of America
5
Bank of America
North Carolina
$7.5M +$1.18M +70,869 +20%
CAN
6
Cetera Advisor Networks
California
$6.43M +$1.27M +76,174 +26%
AG
7
Advisor Group
Arizona
$4.55M +$1.16M +69,294 +36%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.3M +$384K +22,958 +10%
Cohen & Steers
9
Cohen & Steers
New York
$4.06M -$2.84M -170,000 -42%
UBS Group
10
UBS Group
Switzerland
$3.75M +$198K +11,826 +6%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.08M +$674K +40,300 +30%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.64M -$61.6K -3,684 -2%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$1.74M +$223K +13,358 +15%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.56M -$2.22M -132,502 -60%
GC
15
Guggenheim Capital
Illinois
$1.42M +$790K +47,270 +139%
CWM
16
Cornerstone Wealth Management
Missouri
$1.39M +$134 +8 +0%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1M +$133K +7,953 +16%
US Bancorp
18
US Bancorp
Minnesota
$972K -$37K -2,214 -4%
Wells Fargo
19
Wells Fargo
California
$955K +$174K +10,412 +24%
MML Investors Services
20
MML Investors Services
Massachusetts
$904K -$79.8K -4,774 -8%
LNC
21
Lincoln National Corp
Pennsylvania
$828K +$252K +15,045 +47%
HCM
22
Hollencrest Capital Management
California
$825K -$20.1K -1,200 -2%
HB
23
Homrich & Berg
Georgia
$780K
PAG
24
Private Advisor Group
New Jersey
$765K +$193K +11,566 +36%
OWD
25
Osborn Williams & Donohoe
Ohio
$719K +$688K +41,140 New

PTY Hedge Fund Activity: Q1 2019 in Review

102 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2019, worth a combined $120M — up 25% from $95.7M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PTY and 8 opened new positions — a net loss of 5 holders — while 27 trimmed existing stakes and 34 added.

The largest buyer was LPL Financial, adding an estimated $16.1M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $3.33M sold.

  • 102 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2019, down from 111 in Q4 2018.
  • Funds reported $120M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2019, up 25% quarter-over-quarter.
  • 8 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2019 and 13 closed out, a net change of -5 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2019 was LPL Financial, an estimated $16.1M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2019 was Rivernorth Capital Management, an estimated $3.33M sold.

Based on aggregated 13F filings for Q1 2019.