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PIMCO Corporate & Income Opportunity Fund

109 hedge funds and large institutions have $123M invested in PIMCO Corporate & Income Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

38% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 29

6% more funds holding

Funds holding: 103109 (+6)

1% more capital invested

Capital invested by funds: $122M → $123M (+$1.2M)

0.26% less ownership

Funds ownership: 8.17%7.91% (-0.26%)

Holders
109
Holders Change
+6
Holders Change %
+5.83%
% of All Funds
2.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
40
Reduced
29
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.9M +$736K +46,447 +5%
LPL Financial
2
LPL Financial
California
$14.4M -$5.84M -368,679 -29%
CAN
3
Cetera Advisor Networks
California
$8.6M +$599K +37,810 +8%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$8.5M +$128K +8,053 +2%
Bank of America
5
Bank of America
North Carolina
$7.77M +$272K +17,144 +4%
BPA
6
Beacon Pointe Advisors
California
$7.35M +$691K +43,612 +11%
Osaic Holdings
7
Osaic Holdings
Arizona
$6.53M -$929K -58,588 -13%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.89M +$967K +60,988 +20%
UBS Group
9
UBS Group
Switzerland
$3.29M +$278K +17,566 +9%
Creative Planning
10
Creative Planning
Kansas
$3.16M -$150K -9,465 -5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.45M +$255K +16,101 +12%
PFA
12
Plotkin Financial Advisors
Maryland
$2.2M -$725K -45,767 -25%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.1M -$4.96K -313 -0.2%
AAS
14
Avantax Advisory Services
Texas
$2.02M +$1.98M +124,888 New
XF
15
XML Financial
Maryland
$1.9M +$85.6K +5,398 +5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.62M -$11.3K -710 -0.7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.19M +$26.5K +1,674 +2%
Ameriprise
18
Ameriprise
Minnesota
$1.16M +$1.14M +71,984 New
PAG
19
Private Advisor Group
New Jersey
$1.13M -$107K -6,756 -9%
APW
20
Aurora Private Wealth
New Jersey
$1.1M +$475 +30 +0%
CF
21
Centaurus Financial
California
$1.05M -$81.2K -5,126 -7%
CWM
22
Cornerstone Wealth Management
Missouri
$1.04M +$47.6K +3,003 +5%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$955K -$6.15K -388 -0.7%
HCM
24
Hollencrest Capital Management
California
$948K -$2.38K -150 -0.3%
US Bancorp
25
US Bancorp
Minnesota
$900K -$15.4K -974 -2%

PTY Hedge Fund Activity: Q3 2020 in Review

109 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2020, worth a combined $123M — up 0.98% from $122M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PTY positions and 11 closed out — a net gain of 7 holders — while 40 added to existing stakes and 29 trimmed.

The largest buyer was Avantax Advisory Services, opening a new position worth an estimated $1.98M. The largest seller was LPL Financial, cutting an estimated $5.84M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2020, up from 103 in Q2 2020.
  • Funds reported $123M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2020, up 0.98% quarter-over-quarter.
  • 18 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2020 and 11 closed out, a net change of +7 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2020 was Avantax Advisory Services, an estimated $1.98M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2020 was LPL Financial, an estimated $5.84M sold.

Based on aggregated 13F filings for Q3 2020.