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PIMCO Corporate & Income Opportunity Fund
PTY

138 hedge funds and large institutions have $187M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

74% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 31

8% more capital invested

Capital invested by funds: $174M → $187M (+$13.1M)

5% more funds holding

Funds holding: 131 → 138 (+7)

1.3% more ownership

Funds ownership: 7.96% → 9.27% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
138
Holders Change
+7
Holders Change %
+5.34%
% of All Funds
2.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
54
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$15M
2
KAS
Kestra Advisory Services
Texas
+$4.9M
3
CAN
Cetera Advisor Networks
California
+$2.99M
4
Morgan Stanley
Morgan Stanley
New York
+$2.68M
5
TNAM
Terra Nova Asset Management
New York
+$1.9M

Top Sellers

1
BPA
Beacon Pointe Advisors
California
-$1.9M
2
XF
XML Financial
Maryland
-$1.83M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
US Bancorp
US Bancorp
Minnesota
-$953K
5
FAIM
Financial Advocates Investment Management
Washington
-$702K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$22.4M +$1.41M +70,482 +6%
Morgan Stanley
2
Morgan Stanley
New York
$22.3M +$2.68M +134,123 +12%
PCM
3
Penserra Capital Management
California
$13.8M +$15M +754,337 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$12.5M +$505K +25,333 +4%
Bank of America
5
Bank of America
North Carolina
$11M +$228K +11,443 +2%
CAN
6
Cetera Advisor Networks
California
$8.06M +$2.99M +150,056 +52%
Osaic Holdings
7
Osaic Holdings
Arizona
$7.95M -$1.07M -53,535 -11%
BPA
8
Beacon Pointe Advisors
California
$6.43M -$1.9M -95,318 -21%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$6.08M +$281K +14,082 +4%
KAS
10
Kestra Advisory Services
Texas
$5.72M +$4.9M +245,545 +366%
UBS Group
11
UBS Group
Switzerland
$3.77M +$52.8K +2,647 +1%
MML Investors Services
12
MML Investors Services
Massachusetts
$3.71M +$1.02M +51,068 +34%
SFC
13
SYM Financial Corp
Indiana
$3.06M – – –
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.56M +$33.8K +1,696 +1%
AWM
15
Accel Wealth Management
Iowa
$2.5M +$631K +31,626 +30%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.26M -$543K -27,205 -18%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.91M -$31.7K -1,591 -2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.79M -$213K -10,697 -10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.76M +$186K +9,335 +11%
PFA
20
Plotkin Financial Advisors
Maryland
$1.74M -$7.08K -355 -0.4%
TNAM
21
Terra Nova Asset Management
New York
$1.74M +$1.9M +95,184 New
CAC
22
Certified Advisory Corp
Florida
$1.74M +$1.56M +78,285 +468%
BWA
23
BDO Wealth Advisors
Florida
$1.67M +$1.82M +91,389 New
FFN
24
Focus Financial Network
Minnesota
$1.58M +$242K +12,114 +16%
SWM
25
Spire Wealth Management
Virginia
$1.55M -$170K -8,535 -9%
1
2 3 4 5

PTY Hedge Fund Activity: Q3 2021 in Review

138 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2021, worth a combined $187M — up 7.5% from $174M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PTY positions and 11 closed out — a net gain of 9 holders — while 54 added to existing stakes and 31 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $15M. The largest seller was Beacon Pointe Advisors, cutting an estimated $1.9M.

  • 138 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2021, up from 131 in Q2 2021.
  • Funds reported $187M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $15M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2021 was Beacon Pointe Advisors, an estimated $1.9M sold.

Based on aggregated 13F filings for Q3 2021.