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PIMCO Corporate & Income Opportunity Fund

148 hedge funds and large institutions have $164M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 45 increasing their positions, 37 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 17

22% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 37

7% more funds holding

Funds holding: 138148 (+10)

0.28% less ownership

Funds ownership: 9.27%8.98% (-0.28%)

12% less capital invested

Capital invested by funds: $187M → $164M (-$23.1M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
148
Holders Change
+10
Holders Change %
+7.25%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
31
Increased
45
Reduced
37
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$20.6M +$352K +19,767 +2%
Morgan Stanley
2
Morgan Stanley
New York
$19M -$1.2M -67,468 -6%
PCM
3
Penserra Capital Management
California
$12.7M +$189K +10,601 +1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$11.5M +$233K +13,083 +2%
Bank of America
5
Bank of America
North Carolina
$9.61M -$362K -20,316 -3%
Osaic Holdings
6
Osaic Holdings
Arizona
$8.37M +$1.27M +71,204 +16%
CAN
7
Cetera Advisor Networks
California
$8.2M +$976K +54,843 +12%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.76M +$277K +15,585 +5%
BPA
9
Beacon Pointe Advisors
California
$5.05M -$825K -46,379 -13%
MML Investors Services
10
MML Investors Services
Massachusetts
$3.04M -$336K -18,893 -9%
SFC
11
SYM Financial Corp
Indiana
$2.77M
AWM
12
Accel Wealth Management
Iowa
$2.61M +$368K +20,683 +15%
UBS Group
13
UBS Group
Switzerland
$2.43M -$1.06M -59,347 -29%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$2.34M +$319K +17,940 +15%
CAC
15
Certified Advisory Corp
Florida
$2.27M +$746K +41,942 +44%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$2.18M +$597K +33,546 +34%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.05M -$277K -15,553 -11%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.7M -$28.9K -1,624 -2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.57M -$14K -787 -0.8%
BWA
20
BDO Wealth Advisors
Florida
$1.38M -$145K -8,136 -9%
KAS
21
Kestra Advisory Services
Texas
$1.35M -$4.11M -231,194 -74%
PAG
22
Private Advisor Group
New Jersey
$1.33M +$1.41K +79 +0.1%
PFA
23
Plotkin Financial Advisors
Maryland
$1.3M -$299K -16,776 -18%
RJA
24
Raymond James & Associates
Florida
$1.11M -$143K -8,029 -11%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.05M +$4.91K +276 +0.4%

PTY Hedge Fund Activity: Q4 2021 in Review

148 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2021, worth a combined $164M — down 12% from $187M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PTY positions and 17 closed out — a net gain of 14 holders — while 45 added to existing stakes and 37 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.27M. The largest seller was Kestra Advisory Services, cutting an estimated $4.11M.

  • 148 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2021, up from 138 in Q3 2021.
  • Funds reported $164M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2021, down 12% quarter-over-quarter.
  • 31 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2021 and 17 closed out, a net change of +14 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $1.27M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2021 was Kestra Advisory Services, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2021.