Ascendant Capital Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Ascendant Capital Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-73,000	Closed	-$1.33M	–	71
2021 Q3	$1.33M	Buy	73,000 +18,000	+33%	+$359K	1.01%	49
2021 Q2	$1.09M	Sell	55,000 -14,000	-20%	-$270K	0.77%	55
2021 Q1	$1.26M	Buy	69,000 +43,000	+165%	+$773K	1.11%	42
2020 Q4	$464K	Buy	+26,000	New	+$443K	0.4%	65

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Ascendant Capital Management's PTY Position: Q4 2021 in Review

Ascendant Capital Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2021, closing a stake of 73,000 shares — an estimated $1.33M sold.

Ascendant Capital Management first reported a position in PTY in Q4 2020 and held it in 4 quarters. The position peaked at $1.33M in Q3 2021. 148 funds tracked by Wall St. Rank hold PTY as of Q4 2021.

Ascendant Capital Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2021 after selling out during the quarter.
Ascendant Capital Management sold 73,000 PIMCO Corporate & Income Opportunity Fund shares in Q4 2021, an estimated $1.33M.
Ascendant Capital Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2020 and held it in 4 quarters.
Ascendant Capital Management's PIMCO Corporate & Income Opportunity Fund position peaked at $1.33M in Q3 2021.
148 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2021.

Based on Ascendant Capital Management's 13F filing for Q4 2021, filed 22 Mar 2022.