We are live on ! Find out more
PTY icon

PIMCO Corporate & Income Opportunity Fund

125 hedge funds and large institutions have $160M invested in PIMCO Corporate & Income Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 47 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

88% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 25

8% more funds holding

Funds holding: 116125 (+9)

4% more capital invested

Capital invested by funds: $155M → $160M (+$5.66M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.22% less ownership

Funds ownership: 8.14%7.92% (-0.22%)

Holders
125
Holders Change
+9
Holders Change %
+7.76%
% of All Funds
2.19%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
47
Reduced
25
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.8M -$2.88M -160,275 -13%
LPL Financial
2
LPL Financial
California
$18.9M +$418K +23,263 +2%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$11.4M +$799K +44,470 +8%
Bank of America
4
Bank of America
North Carolina
$10.5M +$586K +32,632 +6%
BPA
5
Beacon Pointe Advisors
California
$8.56M -$2.1M -116,922 -20%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.61M +$559K +31,092 +8%
CAN
7
Cetera Advisor Networks
California
$7.41M -$163K -9,077 -2%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.87M -$561K -31,230 -9%
Creative Planning
9
Creative Planning
Kansas
$3.82M +$19.2K +1,070 +0.5%
UBS Group
10
UBS Group
Switzerland
$3.59M -$213K -11,848 -6%
SFC
11
SYM Financial Corp
Indiana
$2.84M +$2.48M +138,284 +813%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.49M -$2.13M -118,524 -47%
PFA
13
Plotkin Financial Advisors
Maryland
$2.44M -$512K -28,489 -18%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$2.38M -$201K -11,177 -8%
XF
15
XML Financial
Maryland
$2.16M +$6.74K +375 +0.3%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.86M +$366K +20,355 +25%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.79M -$3.54K -197 -0.2%
BWA
18
BDO Wealth Advisors
Florida
$1.78M +$1.75M +97,354 New
AWM
19
Accel Wealth Management
Iowa
$1.75M +$87.9K +4,890 +5%
SWM
20
Spire Wealth Management
Virginia
$1.72M +$1.74M +96,601 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.62M +$161K +8,961 +11%
PAG
22
Private Advisor Group
New Jersey
$1.35M +$48.4K +2,696 +4%
SPC
23
Sigma Planning Corp
Michigan
$1.31M +$51.7K +2,877 +4%
ACM
24
Ascendant Capital Management
California
$1.26M +$773K +43,000 +165%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.23M +$268K +14,913 +28%

PTY Hedge Fund Activity: Q1 2021 in Review

125 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2021, worth a combined $160M — up 3.7% from $155M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PTY positions and 6 closed out — a net gain of 11 holders — while 47 added to existing stakes and 25 trimmed.

The largest buyer was SYM Financial Corp, adding an estimated $2.48M. The largest seller was Kestra Advisory Services, cutting an estimated $3.98M.

  • 125 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2021, up from 116 in Q4 2020.
  • Funds reported $160M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2021, up 3.7% quarter-over-quarter.
  • 17 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2021 and 6 closed out, a net change of +11 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2021 was SYM Financial Corp, an estimated $2.48M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2021 was Kestra Advisory Services, an estimated $3.98M sold.

Based on aggregated 13F filings for Q1 2021.