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PIMCO Corporate & Income Opportunity Fund
PTY

109 hedge funds and large institutions have $163M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 4

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

18% more funds holding

Funds holding: 92 → 109 (+17)

14% more capital invested

Capital invested by funds: $143M → $163M (+$19.9M)

0.39% more ownership

Funds ownership: 9.05% → 9.44% (+0.39%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
109
Holders Change
+17
Holders Change %
+18.48%
% of All Funds
2.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
43
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFGS
Concourse Financial Group Securities
Alabama
+$2.17M
2
IAA
Independent Advisor Alliance
North Carolina
+$1.9M
3
LPL Financial
LPL Financial
California
+$1.54M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$951K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$657K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.19M
2
Cohen & Steers
Cohen & Steers
New York
-$654K
3
MML Investors Services
MML Investors Services
Massachusetts
-$289K
4
GIP
Granite Investment Partners
California
-$188K
5
Mariner
Mariner
Kansas
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$29M +$1.54M +83,450 +6%
CFGS
2
Concourse Financial Group Securities
Alabama
$20.5M +$2.17M +117,483 +12%
Morgan Stanley
3
Morgan Stanley
New York
$17.4M -$1.19M -64,340 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$10M +$496K +26,805 +5%
CAN
5
Cetera Advisor Networks
California
$8.72M +$351K +18,993 +4%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$7.53M +$951K +51,448 +15%
Bank of America
7
Bank of America
North Carolina
$7.05M +$138K +7,483 +2%
AG
8
Advisor Group
Arizona
$5.62M +$75.4K +4,081 +1%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$5.4M -$24.3K -1,312 -0.5%
UBS Group
10
UBS Group
Switzerland
$3.54M -$67.3K -3,643 -2%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$3.49M +$314K +16,968 +10%
Creative Planning
12
Creative Planning
Kansas
$3.21M +$30.1K +1,627 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.98M +$221K +11,969 +13%
IAA
14
Independent Advisor Alliance
North Carolina
$1.95M +$1.9M +102,837 New
GC
15
Guggenheim Capital
Illinois
$1.68M -$36.8K -1,991 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.67M +$2.33K +126 +0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$1.62M +$361K +19,527 +30%
Cohen & Steers
18
Cohen & Steers
New York
$1.52M -$654K -35,396 -31%
PAG
19
Private Advisor Group
New Jersey
$1.29M +$287K +15,517 +29%
APW
20
Aurora Private Wealth
New Jersey
$1.25M +$1.21M +65,537 New
CWM
21
Cornerstone Wealth Management
Missouri
$1.18M +$57.5K +3,111 +5%
US Bancorp
22
US Bancorp
Minnesota
$1.14M +$12K +650 +1%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.13M +$47.5K +2,569 +5%
CF
24
Centaurus Financial
California
$1.06M +$7.19K +389 +0.7%
LNC
25
Lincoln National Corp
Pennsylvania
$1.04M -$89.7K -4,851 -8%
1
2 3 4 5

PTY Hedge Fund Activity: Q4 2019 in Review

109 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2019, worth a combined $163M — up 14% from $143M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PTY positions and 4 closed out — a net gain of 17 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was Concourse Financial Group Securities, adding an estimated $2.17M. The largest seller was Morgan Stanley, cutting an estimated $1.19M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $163M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 21 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2019 and 4 closed out, a net change of +17 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2019 was Concourse Financial Group Securities, an estimated $2.17M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2019 was Morgan Stanley, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2019.