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PIMCO Corporate & Income Opportunity Fund

154 hedge funds and large institutions have $150M invested in PIMCO Corporate & Income Opportunity Fund in 2022 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 54 increasing their positions, 43 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 13

26% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 43

23% more capital invested

Capital invested by funds: $122M → $150M (+$28M)

8% more funds holding

Funds holding: 142154 (+12)

1.78% more ownership

Funds ownership: 9.4%11.17% (+1.8%)

Holders
154
Holders Change
+12
Holders Change %
+8.45%
% of All Funds
2.48%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
28
Increased
54
Reduced
43
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.6M +$1.49M +119,392 +9%
LPL Financial
2
LPL Financial
California
$12.1M +$593K +47,569 +5%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$9.22M +$226K +18,136 +2%
PCM
4
Penserra Capital Management
California
$8.71M +$881K +70,646 +11%
XF
5
XML Financial
Maryland
$6.63M +$5.65M +453,175 +457%
Osaic Holdings
6
Osaic Holdings
Arizona
$6.37M +$406K +32,551 +7%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$5.83M -$211K -16,895 -3%
JWWM
8
Johnson & White Wealth Management
Pennsylvania
$4.14M +$326K +26,120 New
CFGS
9
Concourse Financial Group Securities
Alabama
$3.99M +$22.1K +1,768 +0.5%
CAN
10
Cetera Advisor Networks
California
$3.76M +$509K +40,807 +15%
CA
11
Cornerstone Advisory
Maryland
$3.29M +$3.42M +273,917 New
EWM
12
Evergreen Wealth Management
Michigan
$3.01M +$3.18M +255,194 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.76M +$1.74M +139,627 +154%
GL
14
GHE LLC
Tennessee
$2.49M
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.4M +$1.32M +105,866 +113%
DAS
16
Dynamic Advisor Solutions
Arizona
$2.35M -$404K -32,364 -14%
CAPTRUST Financial Advisors
17
CAPTRUST Financial Advisors
North Carolina
$2.3M +$2.12M +170,129 +808%
BPA
18
Beacon Pointe Advisors
California
$2.27M -$233K -18,680 -9%
SFC
19
SYM Financial Corp
Indiana
$2.13M -$34.8K -2,787 -2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$2.1M -$432K -34,590 -17%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$2.02M +$306K +24,504 +17%
AWM
22
Accel Wealth Management
Iowa
$2.01M +$76.7K +6,144 +4%
CFA
23
Cahill Financial Advisors
Minnesota
$1.86M +$1.63M +130,616 +533%
Bank of America
24
Bank of America
North Carolina
$1.84M -$519K -41,578 -21%
FAIM
25
Financial Advocates Investment Management
Washington
$1.79M +$1.86M +149,000 New

PTY Hedge Fund Activity: Q4 2022 in Review

154 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2022, worth a combined $150M — up 23% from $122M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new PTY positions and 13 closed out — a net gain of 15 holders — while 54 added to existing stakes and 43 trimmed.

The largest buyer was XML Financial, adding an estimated $5.65M. The largest seller was Rockefeller Capital Management, cutting an estimated $1.02M.

  • 154 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2022, up from 142 in Q3 2022.
  • Funds reported $150M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2022, up 23% quarter-over-quarter.
  • 28 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2022 and 13 closed out, a net change of +15 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2022 was XML Financial, an estimated $5.65M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2022 was Rockefeller Capital Management, an estimated $1.02M sold.

Based on aggregated 13F filings for Q4 2022.