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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$32.8M +$69.7K +5,811 +0.2%
LPL Financial
2
LPL Financial
California
$31.8M -$1.14M -94,999 -3%
Morgan Stanley
3
Morgan Stanley
New York
$31.2M +$187K +15,624 +0.6%
Wells Fargo
4
Wells Fargo
California
$29.5M +$3.73M +310,720 +14%
XF
5
XML Financial
Maryland
$21.1M +$1.96M +163,536 +10%
MTI
6
Merrithew & Thorsten Inc
California
$18M -$363K -30,268 -2%
Invesco
7
Invesco
Georgia
$17.9M +$1.3M +108,432 +8%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$15.7M +$1.78M +148,464 +13%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$11.4M +$1.35M +112,466 +13%
Osaic Holdings
10
Osaic Holdings
Arizona
$11.2M +$1.38M +114,642 +14%
GC
11
Guggenheim Capital
Illinois
$9.55M +$2.15M +179,094 +29%
LSC
12
Logan Stone Capital
Illinois
$8.13M -$1.31M -109,442 -14%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.68M +$454K +37,871 +6%
AWM
14
Axxcess Wealth Management
California
$7.52M +$7.5M +624,690 New
EH
15
Equitable Holdings
New York
$6.65M +$55.7K +4,641 +0.8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$6.39M +$375K +31,290 +6%
PI
17
PFG Investments
New York
$6.07M -$1.48M -122,935 -20%
PAG
18
Private Advisor Group
New Jersey
$5.75M -$2.14M -178,636 -27%
AWM
19
Accel Wealth Management
Iowa
$5.4M -$668K -55,669 -11%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.31M -$209K -17,416 -4%
KAS
21
Kestra Advisory Services
Texas
$4.97M +$49K +4,086 +1%
EWM
22
Evergreen Wealth Management
Michigan
$4.68M +$279K +23,232 +6%
DAS
23
Dynamic Advisor Solutions
Arizona
$4.6M +$391K +32,564 +9%
Bank of America
24
Bank of America
North Carolina
$4.04M +$291K +24,241 +8%
NWMP
25
Noble Wealth Management PBC
Colorado
$4.01M +$857K +71,443 +27%
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