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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$1.74M +105,294 +18%
Cohen & Steers
2
Cohen & Steers
New York
$8.36M -$86.7K -5,244 -1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$7.67M +$53.5K +3,238 +0.7%
Invesco
4
Invesco
Georgia
$7.38M +$540K +32,675 +8%
Ameriprise
5
Ameriprise
Minnesota
$5.98M +$1.26M +76,480 +28%
LPL Financial
6
LPL Financial
California
$4.82M -$389K -23,509 -8%
Bank of America
7
Bank of America
North Carolina
$4.65M +$265K +16,029 +6%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$4.17M -$30.3K -1,833 -0.7%
UBS Group
9
UBS Group
Switzerland
$3.8M -$58.2K -3,521 -2%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$3.21M +$765K +46,311 +32%
IA
11
IFP Advisors
Florida
$1.89M – – –
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$1.61M -$18.2K -1,104 -1%
AG
13
Advisor Group
Arizona
$1.38M -$75.8K -4,588 -5%
HB
14
Homrich & Berg
Georgia
$1.17M +$359K +21,721 +46%
US Bancorp
15
US Bancorp
Minnesota
$1.04M +$170K +10,306 +20%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$864K -$10.1K -609 -1%
CWM
17
Cornerstone Wealth Management
Missouri
$819K +$76K +4,600 +10%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$816K +$797K +48,240 New
HCM
19
Hollencrest Capital Management
California
$731K – – –
CF
20
Centaurus Financial
California
$715K +$20.1K +1,217 +3%
CAM
21
Covenant Asset Management
New Jersey
$688K -$59.5K -3,600 -8%
FFA
22
First Foundation Advisors
California
$635K -$121K -7,314 -16%
OC
23
Oarsman Capital
Wisconsin
$633K +$4.68K +283 +0.8%
Wells Fargo
24
Wells Fargo
California
$565K -$17.4K -1,055 -3%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$525K +$111K +6,690 +27%
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