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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$8.72M +$196K +10,717 +2%
Cohen & Steers
2
Cohen & Steers
New York
$8.23M +$630K +34,406 +8%
U
3
UBS
Switzerland
$6.93M +$3.18M +173,713 +83%
Morgan Stanley
4
Morgan Stanley
New York
$6.71M -$803K -43,838 -11%
Invesco
5
Invesco
Georgia
$6.67M -$430K -23,461 -6%
RCM
6
Rivernorth Capital Management
Florida
$3.9M -$21.9M -1,197,648 -85%
BFG
7
Bouchey Financial Group
New York
$3.19M +$56.7K +3,099 +2%
GI
8
Glovista Investments
New Jersey
$2.85M +$46.4K +2,532 +2%
NPC
9
National Planning Corporation
California
$2.77M -$469K -25,614 -14%
Bank of America
10
Bank of America
North Carolina
$2.38M -$2.68M -146,624 -53%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.34M +$88.9K +4,855 +4%
CIA
12
Capital Investment Advisors
Georgia
$2.3M -$56.6K -3,092 -2%
AR
13
Advisory Research
Illinois
$2.02M +$1.83K +100 +0.1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.37M -$61.1K -3,334 -4%
MFS
15
MSI Financial Services
Massachusetts
$1.28M +$59.3K +3,236 +5%
IMS
16
Index Management Solutions
Pennsylvania
$1.2M +$917K +50,064 +307%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1M +$29.4K +1,606 +3%
DADC
18
D.A. Davidson & Co
Montana
$991K -$14.7K -802 -1%
HCM
19
Hollencrest Capital Management
California
$822K -$13.7K -750 -2%
FAAS
20
First Allied Advisory Services
California
$818K +$174K +9,500 +26%
CAN
21
Cetera Advisor Networks
California
$808K +$165K +8,988 +25%
SG Americas Securities
22
SG Americas Securities
New York
$786K -$395K -21,552 -33%
Wells Fargo
23
Wells Fargo
California
$748K -$89.8K -4,902 -11%
ACM
24
Apex Capital Management
Ohio
$682K +$692K +37,779 New
AIG
25
American International Group
New York
$677K -$47.1K -2,570 -6%
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