Advisory Research’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Advisory Research’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-53,797	Closed	-$718K	–	275
2015 Q4	$718K	Sell	53,797 -2,100	-4%	-$28.9K	0.01%	216
2015 Q3	$743K	Sell	55,897 -35,998	-39%	-$499K	0.01%	226
2015 Q2	$1.33M	Sell	91,895 -22,067	-19%	-$336K	0.02%	213
2015 Q1	$1.8M	Buy	113,962 +7,860	+7%	+$128K	0.02%	198
2014 Q4	$1.69M	Sell	106,102 -5,460	-5%	-$96.9K	0.02%	209
2014 Q3	$1.9M	Sell	111,562 -533	-0.5%	-$9.83K	0.02%	206
2014 Q2	$2.11M	Hold	112,095	–	–	0.02%	201
2014 Q1	$2.02M	Buy	112,095 +100	+0.1%	+$1.83K	0.02%	189
2013 Q4	$1.93M	Sell	111,995 -53,470	-32%	-$958K	0.02%	202
2013 Q3	$2.99M	Buy	165,465 +14,520	+10%	+$258K	0.03%	183
2013 Q2	$2.95M	Buy	+150,945	New	+$3.09M	0.03%	184

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Advisory Research's PTY Position: Q1 2016 in Review

Advisory Research sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2016, closing a stake of 53,797 shares — an estimated $718K sold.

Advisory Research first reported a position in PTY in Q2 2013 and held it in 11 quarters. The position peaked at $2.99M in Q3 2013. 80 funds tracked by Wall St. Rank hold PTY as of Q1 2016.

Advisory Research reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2016 after selling out during the quarter.
Advisory Research sold 53,797 PIMCO Corporate & Income Opportunity Fund shares in Q1 2016, an estimated $718K.
Advisory Research first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 11 quarters.
Advisory Research's PIMCO Corporate & Income Opportunity Fund position peaked at $2.99M in Q3 2013.
80 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2016.

Based on Advisory Research's 13F filing for Q1 2016, filed 16 May 2016.