First Foundation Advisors’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

First Foundation Advisors’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-11,628	Closed	-$192K	–	450
2021 Q4	$192K	Hold	11,628	–	–	0.01%	423
2021 Q3	$213K	Sell	11,628 -6,777	-37%	-$135K	0.01%	416
2021 Q2	$364K	Buy	18,405 +350	+2%	+$6.76K	0.01%	339
2021 Q1	$330K	Sell	18,055 -3,088	-15%	-$55.5K	0.01%	324
2020 Q4	$377K	Buy	21,143 +200	+1%	+$3.41K	0.02%	303
2020 Q3	$338K	Buy	20,943 +6,047	+41%	+$95.8K	0.02%	277
2020 Q2	$231K	Hold	14,896	–	–	0.01%	317
2020 Q1	$192K	Sell	14,896 -250	-2%	-$4.38K	0.01%	319
2019 Q4	$288K	Buy	15,146 +250	+2%	+$4.62K	0.01%	297
2019 Q3	$270K	Sell	14,896 -3,669	-20%	-$66.8K	0.01%	300
2019 Q2	$337K	Sell	18,565 -11,500	-38%	-$207K	0.02%	259
2019 Q1	$526K	Sell	30,065 -349	-1%	-$5.83K	0.03%	213
2018 Q4	$467K	Buy	30,414 +15,169	+100%	+$245K	0.03%	266
2018 Q3	$272K	Sell	15,245 -3,300	-18%	-$59K	0.02%	299
2018 Q2	$324K	Sell	18,545 -18,981	-51%	-$337K	0.02%	261
2018 Q1	$635K	Sell	37,526 -7,314	-16%	-$121K	0.04%	194
2017 Q4	$738K	Sell	44,840 -3,299	-7%	-$54.9K	0.04%	197
2017 Q3	$808K	Sell	48,139 -93,333	-66%	-$1.56M	0.05%	162
2017 Q2	$2.33M	Sell	141,472 -161,521	-53%	-$2.61M	0.14%	95
2017 Q1	$4.76M	Sell	302,993 -6,573	-2%	-$100K	0.29%	60
2016 Q4	$4.43M	Sell	309,566 -4,242	-1%	-$61.1K	0.29%	67
2016 Q3	$4.58M	Sell	313,808 -116,447	-27%	-$1.7M	0.32%	64
2016 Q2	$6.06M	Sell	430,255 -454,292	-51%	-$6.35M	0.44%	53
2016 Q1	$12.1M	Buy	884,547 +41,091	+5%	+$535K	0.88%	36
2015 Q4	$11.3M	Buy	843,456 +429,669	+104%	+$5.91M	0.77%	44
2015 Q3	$5.5M	Buy	413,787 +200,075	+94%	+$2.78M	0.45%	54
2015 Q2	$3.1M	Buy	+213,712	New	+$3.25M	0.25%	64
2014 Q3	–	Sell	-13,210	Closed	-$249K	–	254
2014 Q2	$249K	Sell	13,210 -12,427	-48%	-$230K	0.03%	185
2014 Q1	$463K	Sell	25,637 -2,738	-10%	-$50.1K	0.06%	112
2013 Q4	$490K	Hold	28,375	–	–	0.07%	102
2013 Q3	$512K	Buy	28,375 +7,128	+34%	+$127K	0.08%	90
2013 Q2	$415K	Buy	+21,247	New	+$435K	0.08%	89

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

First Foundation Advisors's PTY Position: Q1 2022 in Review

First Foundation Advisors sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2022, closing a stake of 11,628 shares — an estimated $192K sold.

First Foundation Advisors first reported a position in PTY in Q2 2013 and held it in 32 quarters. The position peaked at $12.1M in Q1 2016. 142 funds tracked by Wall St. Rank hold PTY as of Q1 2022.

First Foundation Advisors reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2022 after selling out during the quarter.
First Foundation Advisors sold 11,628 PIMCO Corporate & Income Opportunity Fund shares in Q1 2022, an estimated $192K.
First Foundation Advisors first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 32 quarters.
First Foundation Advisors's PIMCO Corporate & Income Opportunity Fund position peaked at $12.1M in Q1 2016.
142 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2022.

Based on First Foundation Advisors's 13F filing for Q1 2022, filed 5 May 2022.