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PIMCO Corporate & Income Opportunity Fund

80 hedge funds and large institutions have $88.9M invested in PIMCO Corporate & Income Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

23% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 22

4% more funds holding

Funds holding: 7780 (+3)

0.31% less ownership

Funds ownership: 9.05%8.74% (-0.31%)

6% less capital invested

Capital invested by funds: $94.1M → $88.9M (-$5.27M)

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
27
Reduced
22
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$18.9M +$2.09M +144,795 +12%
Cohen & Steers
2
Cohen & Steers
New York
$9.01M -$115K -8,006 -1%
Morgan Stanley
3
Morgan Stanley
New York
$7.35M +$204K +14,189 +3%
Invesco
4
Invesco
Georgia
$6.24M -$396K -27,451 -6%
LPL Financial
5
LPL Financial
California
$4.7M -$5.62M -389,774 -54%
FFA
6
First Foundation Advisors
California
$4.43M -$61.1K -4,242 -1%
VIA
7
Vident Investment Advisory
Georgia
$4.32M +$309K +21,411 +8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.77M +$537K +37,291 +24%
SIA
9
Sit Investment Associates
Minnesota
$1.84M +$1.86M +128,766 New
LCM
10
Laurion Capital Management
New York
$1.74M +$1.21M +83,887 +222%
Bank of America
11
Bank of America
North Carolina
$1.74M -$158K -10,973 -8%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.66M +$207K +14,384 +14%
IA
13
IFP Advisors
Florida
$1.61M -$84.4K -5,853 -5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.48M -$97.2K -6,742 -6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.35M -$28.3K -1,964 -2%
HB
16
Homrich & Berg
Georgia
$1.28M +$4.96K +344 +0.4%
GC
17
Guggenheim Capital
Illinois
$1.03M -$25.8K -1,787 -2%
CAN
18
Cetera Advisor Networks
California
$944K +$45.6K +3,166 +5%
NPC
19
National Planning Corporation
California
$908K -$2.16M -149,706 -72%
CAM
20
Covenant Asset Management
New Jersey
$885K +$892K +61,865 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$884K +$42.3K +2,935 +5%
HCM
22
Hollencrest Capital Management
California
$815K +$123K +8,500 +18%
Ameriprise
23
Ameriprise
Minnesota
$763K +$19.6K +1,361 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$696K -$1.38K -96 -0.2%
AG
25
Advisor Group
Arizona
$685K +$121K +8,427 +21%

PTY Hedge Fund Activity: Q4 2016 in Review

80 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2016, worth a combined $88.9M — down 5.6% from $94.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PTY positions and 8 closed out — a net gain of 4 holders — while 27 added to existing stakes and 22 trimmed.

The largest buyer was UBS Group, adding an estimated $2.09M. The largest seller was LPL Financial, cutting an estimated $5.62M.

  • 80 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2016, up from 77 in Q3 2016.
  • Funds reported $88.9M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2016, down 5.6% quarter-over-quarter.
  • 12 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2016 and 8 closed out, a net change of +4 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2016 was UBS Group, an estimated $2.09M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2016 was LPL Financial, an estimated $5.62M sold.

Based on aggregated 13F filings for Q4 2016.