Curi RMB Capital’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Curi RMB Capital’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-127,165	Closed	-$1.86M	–	542
2016 Q3	$1.86M	Sell	127,165 -64,694	-34%	-$947K	0.1%	198
2016 Q2	$2.7M	Buy	+191,859	New	+$2.68M	0.14%	148
2016 Q1	–	Sell	-68,570	Closed	-$915K	–	458
2015 Q4	$915K	Buy	68,570 +12,868	+23%	+$177K	0.04%	246
2015 Q3	$741K	Buy	+55,702	New	+$773K	0.05%	288
2015 Q2	–	Sell	-34,271	Closed	-$540K	–	522
2015 Q1	$540K	Buy	+34,271	New	+$557K	0.03%	322

Other funds holding PTY

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Curi RMB Capital's PTY Position: Q4 2016 in Review

Curi RMB Capital sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2016, closing a stake of 127,165 shares — an estimated $1.86M sold.

Curi RMB Capital first reported a position in PTY in Q1 2015 and held it in 5 quarters. The position peaked at $2.7M in Q2 2016. 80 funds tracked by Wall St. Rank hold PTY as of Q4 2016.

Curi RMB Capital reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2016 after selling out during the quarter.
Curi RMB Capital sold 127,165 PIMCO Corporate & Income Opportunity Fund shares in Q4 2016, an estimated $1.86M.
Curi RMB Capital first reported a position in PIMCO Corporate & Income Opportunity Fund in Q1 2015 and held it in 5 quarters.
Curi RMB Capital's PIMCO Corporate & Income Opportunity Fund position peaked at $2.7M in Q2 2016.
80 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2016.

Based on Curi RMB Capital's 13F filing for Q4 2016, filed 13 Feb 2017.