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PIMCO Corporate & Income Opportunity Fund

79 hedge funds and large institutions have $82.7M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 24

0.46% more ownership

Funds ownership: 6.46%6.92% (+0.46%)

3% less capital invested

Capital invested by funds: $84.9M → $82.7M (-$2.24M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 8079 (-1)

Holders
79
Holders Change
-1
Holders Change %
-1.25%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
27
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$15.8M +$2.73M +148,260 +19%
LPL Financial
2
LPL Financial
California
$8.02M -$228K -12,383 -3%
Cohen & Steers
3
Cohen & Steers
New York
$7.91M +$81.1K +4,400 +1%
Morgan Stanley
4
Morgan Stanley
New York
$7.38M +$1.37M +74,053 +21%
Invesco
5
Invesco
Georgia
$7.37M +$745K +40,389 +10%
Bank of America
6
Bank of America
North Carolina
$4.05M +$1.37M +74,347 +46%
IMS
7
Index Management Solutions
Pennsylvania
$2.6M +$447K +24,248 +19%
NPC
8
National Planning Corporation
California
$2.41M -$154K -8,342 -6%
CIA
9
Capital Investment Advisors
Georgia
$2.1M -$4.5K -244 -0.2%
AR
10
Advisory Research
Illinois
$1.9M -$9.83K -533 -0.5%
AQR Capital Management
11
AQR Capital Management
Connecticut
$1.45M +$1.56M +84,712 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.44M -$189K -10,249 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.4M -$234K -12,669 -13%
MFS
14
MSI Financial Services
Massachusetts
$1.1M +$134K +7,271 +13%
PAG
15
Private Advisor Group
New Jersey
$1.08M -$96.6K -5,240 -8%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$953K +$70.5K +3,824 +7%
CAN
17
Cetera Advisor Networks
California
$944K +$76.6K +4,152 +8%
DADC
18
D.A. Davidson & Co
Montana
$932K -$5.09K -276 -0.5%
HCM
19
Hollencrest Capital Management
California
$752K
AIG
20
American International Group
New York
$661K +$6.99K +379 +1%
HK
21
Horizon Kinetics
New York
$585K -$3.87K -210 -0.6%
Wells Fargo
22
Wells Fargo
California
$572K +$176K +9,530 +40%
Citigroup
23
Citigroup
New York
$545K +$102K +5,545 +21%
Ameriprise
24
Ameriprise
Minnesota
$538K +$45.6K +2,471 +9%
ICAS
25
Investors Capital Advisory Services
Massachusetts
$514K -$53.3K -2,890 -9%

PTY Hedge Fund Activity: Q3 2014 in Review

79 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2014, worth a combined $82.7M — down 2.6% from $84.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PTY and 10 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 27 added.

The largest buyer was UBS, adding an estimated $2.73M. The largest seller was SG Americas Securities, exiting entirely with an estimated $864K sold.

  • 79 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $82.7M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2014, down 2.6% quarter-over-quarter.
  • 10 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2014 and 11 closed out, a net change of -1 holder.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2014 was UBS, an estimated $2.73M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2014 was SG Americas Securities, an estimated $864K sold.

Based on aggregated 13F filings for Q3 2014.