First Allied Advisory Services’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

First Allied Advisory Services’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$476K	Sell	29,517 -561	-2%	-$8.89K	0.02%	724
2020 Q2	$467K	Sell	30,078 -25	-0.1%	-$362	0.02%	672
2020 Q1	$389K	Sell	30,103 -547	-2%	-$9.59K	0.02%	676
2019 Q4	$585K	Buy	30,650 +5,660	+23%	+$105K	0.02%	652
2019 Q3	$453K	Sell	24,990 -1,730	-6%	-$31.5K	0.02%	713
2019 Q2	$485K	Sell	26,720 -278	-1%	-$5.01K	0.02%	694
2019 Q1	$472K	Buy	26,998 +3,223	+14%	+$53.9K	0.02%	695
2018 Q4	$365K	Sell	23,775 -4,945	-17%	-$79.9K	0.01%	710
2018 Q3	$515K	Buy	28,720 +6,824	+31%	+$122K	0.02%	711
2018 Q2	$382K	Sell	21,896 -3,749	-15%	-$66.6K	0.01%	774
2018 Q1	$433K	Buy	25,645 +810	+3%	+$13.4K	0.02%	724
2017 Q4	$407K	Hold	24,835	–	–	0.02%	734
2017 Q3	$417K	Buy	24,835 +7,000	+39%	+$117K	0.02%	684
2017 Q2	$292K	Buy	17,835 +1,645	+10%	+$26.6K	0.01%	839
2017 Q1	$254K	Sell	16,190 -1,103	-6%	-$16.9K	0.01%	862
2016 Q4	$247K	Buy	17,293 +4,324	+33%	+$62.3K	0.01%	884
2016 Q3	$189K	Buy	12,969 +2,709	+26%	+$39.7K	0.01%	952
2016 Q2	$145K	Buy	+10,260	New	+$143K	0.01%	972
2016 Q1	–	Sell	-22,435	Closed	-$300K	–	1097
2015 Q4	$300K	Sell	22,435 -1,320	-6%	-$18.1K	0.02%	772
2015 Q3	$318K	Buy	23,755 +5,907	+33%	+$82K	0.02%	709
2015 Q2	$258K	Sell	17,848 -810	-4%	-$12.3K	0.01%	887
2015 Q1	$294K	Sell	18,658 -1,970	-10%	-$32K	0.02%	788
2014 Q4	$325K	Sell	20,628 -737	-3%	-$13.1K	0.02%	708
2014 Q3	$371K	Sell	21,365 -24,736	-54%	-$456K	0.03%	634
2014 Q2	$872K	Buy	46,101 +503	+1%	+$9.31K	0.06%	360
2014 Q1	$818K	Buy	45,598 +9,500	+26%	+$174K	0.06%	356
2013 Q4	$624K	Buy	36,098 +100	+0.3%	+$1.79K	0.05%	426
2013 Q3	$646K	Buy	35,998 +300	+0.8%	+$5.34K	0.04%	435
2013 Q2	$699K	Buy	+35,698	New	+$730K	0.06%	357

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

First Allied Advisory Services's PTY Position: Q3 2020 in Review

First Allied Advisory Services reduced its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 1.9% in Q3 2020, selling an estimated $8.89K and leaving 29,517 shares worth $476K. The position accounts for 0.02% of the portfolio, ranked #724.

First Allied Advisory Services first reported a position in PTY in Q2 2013 and has held it in 29 quarters since. The position peaked at $872K in Q2 2014. 109 funds tracked by Wall St. Rank hold PTY as of Q3 2020.

First Allied Advisory Services held 29,517 shares of PIMCO Corporate & Income Opportunity Fund worth $476K as of Q3 2020.
First Allied Advisory Services sold 561 PIMCO Corporate & Income Opportunity Fund shares in Q3 2020, an estimated $8.89K.
PIMCO Corporate & Income Opportunity Fund made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #724 holding.
First Allied Advisory Services first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and has held it in 29 quarters since.
First Allied Advisory Services's PIMCO Corporate & Income Opportunity Fund position peaked at $872K in Q2 2014.
109 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.