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PIMCO Corporate & Income Opportunity Fund
PTY

75 hedge funds and large institutions have $69.8M invested in PIMCO Corporate & Income Opportunity Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

2.55% less ownership

Funds ownership: 8.74% → 6.19% (-2.6%)

6% less funds holding

Funds holding: 80 → 75 (-5)

21% less capital invested

Capital invested by funds: $88.9M → $69.8M (-$19.1M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
75
Holders Change
-5
Holders Change %
-6.25%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
26
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.32M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.3M
3
Neuberger Berman Group
Neuberger Berman Group
New York
+$437K
4
MML Investors Services
MML Investors Services
Massachusetts
+$366K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$351K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$15.8M
2
LPL Financial
LPL Financial
California
-$4.7M
3
VIA
Vident Investment Advisory
Georgia
-$4.32M
4
LCM
Laurion Capital Management
New York
-$1.74M
5
HB
Homrich & Berg
Georgia
-$661K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$9.57M -$308K -20,164 -3%
Morgan Stanley
2
Morgan Stanley
New York
$7.89M -$170K -11,104 -2%
Invesco
3
Invesco
Georgia
$6.55M -$287K -18,754 -4%
FFA
4
First Foundation Advisors
California
$4.76M -$100K -6,573 -2%
UBS Group
5
UBS Group
Switzerland
$4.46M -$15.8M -1,035,615 -78%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.37M +$1.3M +84,840 +44%
Bank of America
7
Bank of America
North Carolina
$2.15M +$232K +15,202 +13%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.96M +$135K +8,862 +8%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.85M +$351K +22,973 +24%
IA
10
IFP Advisors
Florida
$1.75M -$18.6K -1,218 -1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.64M +$9.68K +633 +0.6%
SIA
12
Sit Investment Associates
Minnesota
$1.48M -$529K -34,590 -27%
CAN
13
Cetera Advisor Networks
California
$1.38M +$329K +21,498 +33%
Millennium Management
14
Millennium Management
New York
$1.36M +$1.32M +86,641 New
Ameriprise
15
Ameriprise
Minnesota
$1.01M +$167K +10,911 +20%
AG
16
Advisor Group
Arizona
$894K +$139K +9,062 +19%
NPC
17
National Planning Corporation
California
$865K -$63.6K -4,158 -7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$807K -$158K -10,366 -17%
GC
19
Guggenheim Capital
Illinois
$771K -$346K -22,660 -32%
HB
20
Homrich & Berg
Georgia
$724K -$661K -43,222 -48%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$717K -$45.6K -2,981 -6%
CAM
22
Covenant Asset Management
New Jersey
$687K -$277K -18,130 -29%
HCM
23
Hollencrest Capital Management
California
$617K -$270K -17,688 -31%
OC
24
Oarsman Capital
Wisconsin
$591K +$247K +16,150 +75%
SPC
25
Sigma Planning Corp
Michigan
$564K +$69.6K +4,554 +15%
1
2 3 4

PTY Hedge Fund Activity: Q1 2017 in Review

75 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2017, worth a combined $69.8M — down 21% from $88.9M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PTY and 6 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 26 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $1.32M. The largest seller was UBS Group, cutting an estimated $15.8M.

  • 75 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2017, down from 80 in Q4 2016.
  • Funds reported $69.8M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2017, down 21% quarter-over-quarter.
  • 6 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2017 and 9 closed out, a net change of -3 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2017 was Millennium Management, an estimated $1.32M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2017 was UBS Group, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2017.