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PIMCO Corporate & Income Opportunity Fund

145 hedge funds and large institutions have $179M invested in PIMCO Corporate & Income Opportunity Fund in 2023 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 36 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 36

19% more capital invested

Capital invested by funds: $150M → $179M (+$28.6M)

2.54% more ownership

Funds ownership: 11.17%13.71% (+2.5%)

6% less funds holding

Funds holding: 154145 (-9)

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
145
Holders Change
-9
Holders Change %
-5.84%
% of All Funds
2.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
52
Reduced
36
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.1M +$879K +66,582 +5%
PI
2
PFG Investments
New York
$18.8M +$19.9M +1,504,778 New
LPL Financial
3
LPL Financial
California
$13.7M +$1.13M +85,386 +8%
XF
4
XML Financial
Maryland
$11.2M +$4.49M +339,955 +62%
PCM
5
Penserra Capital Management
California
$9.77M +$763K +57,831 +8%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$7.07M +$1.08M +81,521 +17%
Osaic Holdings
7
Osaic Holdings
Arizona
$6.39M -$234K -17,703 -3%
CFGS
8
Concourse Financial Group Securities
Alabama
$4.25M +$114K +8,655 +3%
CAN
9
Cetera Advisor Networks
California
$4.02M +$129K +9,783 +3%
SFC
10
SYM Financial Corp
Indiana
$3.82M +$1.71M +129,611 +73%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.73M +$3.11M +235,807 +373%
PAG
12
Private Advisor Group
New Jersey
$3.27M +$1.2M +90,675 +53%
FAIM
13
Financial Advocates Investment Management
Washington
$3.25M +$1.47M +111,500 +75%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$3.19M +$339K +25,665 +11%
EWM
15
Evergreen Wealth Management
Michigan
$3.02M -$176K -13,364 -5%
CA
16
Cresta Advisors
Texas
$2.81M +$2.97M +225,304 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.71M +$232K +17,577 +9%
GL
18
GHE LLC
Tennessee
$2.64M -$2.9K -220 -0.1%
DAS
19
Dynamic Advisor Solutions
Arizona
$2.62M +$188K +14,254 +7%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$2.47M +$394K +29,829 +18%
CFA
21
Cahill Financial Advisors
Minnesota
$2.45M +$550K +41,643 +27%
AWM
22
Accel Wealth Management
Iowa
$2.39M +$311K +23,542 +14%
CA
23
Cornerstone Advisory
Maryland
$2.32M -$1.16M -87,779 -32%
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
$2.28M -$114K -8,628 -5%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$2.1M -$85.3K -6,463 -4%

PTY Hedge Fund Activity: Q1 2023 in Review

145 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2023, worth a combined $179M — up 19% from $150M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of PTY and 17 opened new positions — a net loss of 6 holders — while 36 trimmed existing stakes and 52 added.

The largest buyer was XML Financial, adding an estimated $4.49M. The largest seller was Johnson & White Wealth Management, exiting entirely with an estimated $4.14M sold.

  • 145 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2023, down from 154 in Q4 2022.
  • Funds reported $179M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2023, up 19% quarter-over-quarter.
  • 17 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2023 and 23 closed out, a net change of -6 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2023 was XML Financial, an estimated $4.49M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2023 was Johnson & White Wealth Management, an estimated $4.14M sold.

Based on aggregated 13F filings for Q1 2023.