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PIMCO Corporate & Income Opportunity Fund

87 hedge funds and large institutions have $102M invested in PIMCO Corporate & Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

10% more funds holding

Funds holding: 7987 (+8)

0.24% more ownership

Funds ownership: 8.32%8.56% (+0.24%)

1% less capital invested

Capital invested by funds: $103M → $102M (-$1.29M)

4% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 26

Holders
87
Holders Change
+8
Holders Change %
+10.13%
% of All Funds
2.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
25
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$24.4M +$10.8M +604,217 +75%
LPL Financial
2
LPL Financial
California
$8.14M -$139K -7,749 -2%
Cohen & Steers
3
Cohen & Steers
New York
$7.27M +$647K +36,108 +9%
Morgan Stanley
4
Morgan Stanley
New York
$7.17M -$505K -28,192 -6%
Invesco
5
Invesco
Georgia
$6.78M -$274K -15,294 -4%
Bank of America
6
Bank of America
North Carolina
$4.8M +$2.19M +122,350 +79%
U
7
UBS
Switzerland
$3.62M -$464K -25,890 -11%
BFG
8
Bouchey Financial Group
New York
$3.19M +$3.11M +173,420 New
NPC
9
National Planning Corporation
California
$3.07M -$434K -24,212 -12%
GI
10
Glovista Investments
New Jersey
$2.68M +$2.78M +155,307 New
CIA
11
Capital Investment Advisors
Georgia
$2.25M +$2.33M +130,315 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.15M +$366K +20,409 +20%
AR
13
Advisory Research
Illinois
$1.93M -$958K -53,470 -32%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.37M -$160K -8,918 -10%
OC
15
Oppenheimer & Co
New York
$1.28M +$58.4K +3,262 +5%
MFS
16
MSI Financial Services
Massachusetts
$1.17M +$28.3K +1,579 +2%
SG Americas Securities
17
SG Americas Securities
New York
$1.12M +$736K +41,066 +171%
VKH
18
Virtu KCG Holdings
New York
$966K +$1M +55,987 New
DADC
19
D.A. Davidson & Co
Montana
$961K +$286K +15,942 +40%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$928K -$37.2K -2,077 -4%
Wells Fargo
21
Wells Fargo
California
$800K +$255K +14,208 +44%
HCM
22
Hollencrest Capital Management
California
$799K +$829K +46,300 New
AIG
23
American International Group
New York
$691K -$29.6K -1,655 -4%
ALA
24
Atherton Lane Advisers
California
$680K -$19.6M -1,092,029 -97%
HK
25
Horizon Kinetics
New York
$674K -$12.4K -692 -2%

PTY Hedge Fund Activity: Q4 2013 in Review

87 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2013, worth a combined $102M — down 1.2% from $103M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PTY positions and 8 closed out — a net gain of 8 holders — while 25 added to existing stakes and 26 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $10.8M. The largest seller was Atherton Lane Advisers, cutting an estimated $19.6M.

  • 87 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2013, up from 79 in Q3 2013.
  • Funds reported $102M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 16 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2013 and 8 closed out, a net change of +8 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2013 was Rivernorth Capital Management, an estimated $10.8M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2013 was Atherton Lane Advisers, an estimated $19.6M sold.

Based on aggregated 13F filings for Q4 2013.