UBS’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

UBS’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$15.8M	Buy	928,246 +148,260	+19%	+$2.73M	0.01%	1110
2014 Q2	$14.7M	Buy	779,986 +396,487	+103%	+$7.34M	0.01%	1083
2014 Q1	$6.93M	Buy	383,499 +173,713	+83%	+$3.18M	0.01%	1546
2013 Q4	$3.62M	Sell	209,786 -25,890	-11%	-$464K	﹤0.01%	2196
2013 Q3	$4.25M	Buy	235,676 +41,826	+22%	+$745K	﹤0.01%	1846
2013 Q2	$3.79M	Buy	+193,850	New	+$3.96M	﹤0.01%	1894

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IMS

Index Management Solutions Philadelphia, Pennsylvania $101M AUM 12.09% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

UBS's PTY Position: Q3 2014 in Review

UBS increased its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 19% in Q3 2014, buying an estimated $2.73M and bringing the position to 928,246 shares worth $15.8M. The position accounts for 0.01% of the portfolio, ranked #1110.

UBS first reported a position in PTY in Q2 2013 and has held it in 6 quarters since. 79 funds tracked by Wall St. Rank hold PTY as of Q3 2014.

UBS held 928,246 shares of PIMCO Corporate & Income Opportunity Fund worth $15.8M as of Q3 2014.
UBS bought 148,260 PIMCO Corporate & Income Opportunity Fund shares in Q3 2014, an estimated $2.73M.
PIMCO Corporate & Income Opportunity Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1110 holding.
UBS first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and has held it in 6 quarters since.
79 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.