SG Americas Securities’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

SG Americas Securities’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-65,960	Closed	-$880K	–	3196
2015 Q4	$880K	Sell	65,960 -53,708	-45%	-$738K	0.01%	1230
2015 Q3	$1.59M	Buy	+119,668	New	+$1.66M	0.01%	691
2015 Q2	–	Sell	-127,950	Closed	-$2.02M	–	2776
2015 Q1	$2.02M	Buy	127,950 +56,760	+80%	+$923K	0.01%	797
2014 Q4	$1.13M	Buy	+71,190	New	+$1.26M	0.01%	1176
2014 Q3	–	Sell	-45,853	Closed	-$864K	–	2794
2014 Q2	$864K	Buy	45,853 +2,357	+5%	+$43.6K	0.01%	1432
2014 Q1	$786K	Sell	43,496 -21,552	-33%	-$395K	﹤0.01%	1238
2013 Q4	$1.12M	Buy	65,048 +41,066	+171%	+$736K	﹤0.01%	1154
2013 Q3	$433K	Buy	+23,982	New	+$427K	﹤0.01%	1694

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

SG Americas Securities's PTY Position: Q1 2016 in Review

SG Americas Securities sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2016, closing a stake of 65,960 shares — an estimated $880K sold.

SG Americas Securities first reported a position in PTY in Q3 2013 and held it in 8 quarters. The position peaked at $2.02M in Q1 2015. 80 funds tracked by Wall St. Rank hold PTY as of Q1 2016.

SG Americas Securities reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2016 after selling out during the quarter.
SG Americas Securities sold 65,960 PIMCO Corporate & Income Opportunity Fund shares in Q1 2016, an estimated $880K.
SG Americas Securities first reported a position in PIMCO Corporate & Income Opportunity Fund in Q3 2013 and held it in 8 quarters.
SG Americas Securities's PIMCO Corporate & Income Opportunity Fund position peaked at $2.02M in Q1 2015.
80 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2016.

Based on SG Americas Securities's 13F filing for Q1 2016, filed 12 May 2016.