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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$9.57M -$308K -20,164 -3%
Morgan Stanley
2
Morgan Stanley
New York
$7.89M -$170K -11,104 -2%
Invesco
3
Invesco
Georgia
$6.55M -$287K -18,754 -4%
FFA
4
First Foundation Advisors
California
$4.76M -$100K -6,573 -2%
UBS Group
5
UBS Group
Switzerland
$4.46M -$15.8M -1,035,615 -78%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.37M +$1.3M +84,840 +44%
Bank of America
7
Bank of America
North Carolina
$2.15M +$232K +15,202 +13%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.96M +$135K +8,862 +8%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.85M +$351K +22,973 +24%
IA
10
IFP Advisors
Florida
$1.75M -$18.6K -1,218 -1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.64M +$9.68K +633 +0.6%
SIA
12
Sit Investment Associates
Minnesota
$1.48M -$529K -34,590 -27%
CAN
13
Cetera Advisor Networks
California
$1.38M +$329K +21,498 +33%
Millennium Management
14
Millennium Management
New York
$1.36M +$1.32M +86,641 New
Ameriprise
15
Ameriprise
Minnesota
$1.01M +$167K +10,911 +20%
AG
16
Advisor Group
Arizona
$894K +$139K +9,062 +19%
NPC
17
National Planning Corporation
California
$865K -$63.6K -4,158 -7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$807K -$158K -10,366 -17%
GC
19
Guggenheim Capital
Illinois
$771K -$346K -22,660 -32%
HB
20
Homrich & Berg
Georgia
$724K -$661K -43,222 -48%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$717K -$45.6K -2,981 -6%
CAM
22
Covenant Asset Management
New Jersey
$687K -$277K -18,130 -29%
HCM
23
Hollencrest Capital Management
California
$617K -$270K -17,688 -31%
OC
24
Oarsman Capital
Wisconsin
$591K +$247K +16,150 +75%
SPC
25
Sigma Planning Corp
Michigan
$564K +$69.6K +4,554 +15%
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