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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.9M +$736K +46,447 +5%
LPL Financial
2
LPL Financial
California
$14.4M -$5.84M -368,679 -29%
CAN
3
Cetera Advisor Networks
California
$8.6M +$599K +37,810 +8%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$8.5M +$128K +8,053 +2%
Bank of America
5
Bank of America
North Carolina
$7.77M +$272K +17,144 +4%
BPA
6
Beacon Pointe Advisors
California
$7.35M +$691K +43,612 +11%
Osaic Holdings
7
Osaic Holdings
Arizona
$6.53M -$929K -58,588 -13%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.89M +$967K +60,988 +20%
UBS Group
9
UBS Group
Switzerland
$3.29M +$278K +17,566 +9%
Creative Planning
10
Creative Planning
Kansas
$3.16M -$150K -9,465 -5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$2.45M +$255K +16,101 +12%
PFA
12
Plotkin Financial Advisors
Maryland
$2.2M -$725K -45,767 -25%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.1M -$4.96K -313 -0.2%
AAS
14
Avantax Advisory Services
Texas
$2.02M +$1.98M +124,888 New
XF
15
XML Financial
Maryland
$1.9M +$85.6K +5,398 +5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.62M -$11.3K -710 -0.7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.19M +$26.5K +1,674 +2%
Ameriprise
18
Ameriprise
Minnesota
$1.16M +$1.14M +71,984 New
PAG
19
Private Advisor Group
New Jersey
$1.13M -$107K -6,756 -9%
APW
20
Aurora Private Wealth
New Jersey
$1.1M +$475 +30 +0%
CF
21
Centaurus Financial
California
$1.05M -$81.2K -5,126 -7%
CWM
22
Cornerstone Wealth Management
Missouri
$1.04M +$47.6K +3,003 +5%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$955K -$6.15K -388 -0.7%
HCM
24
Hollencrest Capital Management
California
$948K -$2.38K -150 -0.3%
US Bancorp
25
US Bancorp
Minnesota
$900K -$15.4K -974 -2%
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