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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.2M +$1.41M +100,174 +5%
LPL Financial
2
LPL Financial
California
$27.2M +$1.7M +120,747 +7%
XF
3
XML Financial
Maryland
$17.6M +$1.13M +80,299 +7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$14.6M +$877K +62,277 +7%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$11.9M +$6.97M +494,797 +163%
PCM
6
Penserra Capital Management
California
$10.8M -$2.33M -165,174 -18%
PI
7
PFG Investments
New York
$10.6M +$10M +713,512 New
Osaic Holdings
8
Osaic Holdings
Arizona
$10.5M +$1.56M +110,724 +19%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$8.39M +$267K +18,928 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$6.93M +$94.4K +6,704 +1%
CAN
11
Cetera Advisor Networks
California
$6.9M +$1.1M +78,360 +20%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$6.5M +$973K +69,115 +19%
CFGS
13
Concourse Financial Group Securities
Alabama
$5.87M +$232K +16,475 +4%
PAG
14
Private Advisor Group
New Jersey
$4.89M +$34.4K +2,446 +0.7%
SFC
15
SYM Financial Corp
Indiana
$4.34M -$31.9K -2,265 -0.8%
AWM
16
Accel Wealth Management
Iowa
$4.33M +$506K +35,931 +14%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.33M +$476K +33,811 +13%
EWM
18
Evergreen Wealth Management
Michigan
$3.89M – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$3.83M +$135K +9,564 +4%
Bank of America
20
Bank of America
North Carolina
$3.32M +$49.1K +3,490 +2%
SWP
21
Strategic Wealth Partners
Ohio
$3.22M +$313K +22,205 +11%
KAS
22
Kestra Advisory Services
Texas
$2.95M +$398K +28,296 +17%
DAS
23
Dynamic Advisor Solutions
Arizona
$2.89M +$16.8K +1,191 +0.6%
Stifel Financial
24
Stifel Financial
Missouri
$1.98M -$25.9K -1,841 -1%
Wells Fargo
25
Wells Fargo
California
$1.9M -$12.8K -912 -0.7%
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