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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$7.17M +$407K +26,797 +6%
Invesco
2
Invesco
Georgia
$6.85M +$410K +26,982 +6%
Morgan Stanley
3
Morgan Stanley
New York
$6.48M +$448K +29,492 +7%
LPL Financial
4
LPL Financial
California
$5.23M -$462K -30,418 -8%
Bank of America
5
Bank of America
North Carolina
$3.19M +$719K +47,319 +27%
MIG
6
Mariner Investment Group
New York
$3.12M +$3.28M +215,500 New
UBS Group
7
UBS Group
Switzerland
$3.1M -$10.9K -716 -0.3%
FFA
8
First Foundation Advisors
California
$3.1M +$3.25M +213,712 New
NPC
9
National Planning Corporation
California
$1.77M +$186K +12,261 +11%
CIA
10
Capital Investment Advisors
Georgia
$1.71M -$13.2K -865 -0.7%
PAG
11
Private Advisor Group
New Jersey
$1.59M +$558K +36,685 +50%
SIA
12
Sit Investment Associates
Minnesota
$1.51M +$1.59M +104,372 New
DA
13
Doliver Advisors
Texas
$1.42M +$1.49M +98,295 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.33M +$101K +6,623 +8%
AR
15
Advisory Research
Illinois
$1.33M -$336K -22,067 -19%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.27M +$933K +61,375 +230%
MFS
17
MSI Financial Services
Massachusetts
$1.14M -$15.6K -1,024 -1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$903K -$97.8K -6,431 -9%
DADC
19
D.A. Davidson & Co
Montana
$724K -$69.1K -4,544 -8%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$711K -$165K -10,839 -18%
HCM
21
Hollencrest Capital Management
California
$626K +$22.8K +1,500 +4%
AIG
22
American International Group
New York
$566K +$70.9K +4,665 +14%
CAN
23
Cetera Advisor Networks
California
$549K
OC
24
Oarsman Capital
Wisconsin
$538K +$121K +7,974 +27%
Citigroup
25
Citigroup
New York
$537K -$147K -9,693 -21%