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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M +$266K +20,089 +2%
LPL Financial
2
LPL Financial
California
$11.3M -$145K -10,933 -1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$8.81M +$316K +23,853 +3%
PCM
4
Penserra Capital Management
California
$7.7M +$2.34M +176,774 +37%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$5.91M -$1.34M -101,216 -17%
Osaic Holdings
6
Osaic Holdings
Arizona
$5.85M +$234K +17,688 +4%
CFGS
7
Concourse Financial Group Securities
Alabama
$3.89M -$75.1K -5,667 -2%
CAN
8
Cetera Advisor Networks
California
$3.2M -$3.31M -249,991 -48%
DAS
9
Dynamic Advisor Solutions
Arizona
$2.68M +$303K +22,882 +11%
GL
10
GHE LLC
Tennessee
$2.49M +$2.79M +210,349 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.46M +$292K +22,062 +12%
BPA
12
Beacon Pointe Advisors
California
$2.44M -$39.9K -3,009 -1%
Bank of America
13
Bank of America
North Carolina
$2.29M -$660K -49,805 -20%
SFC
14
SYM Financial Corp
Indiana
$2.11M – – –
AWM
15
Accel Wealth Management
Iowa
$2.06M +$23.7K +1,786 +1%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$1.95M -$2.09M -157,850 -49%
PAG
17
Private Advisor Group
New Jersey
$1.74M +$503K +37,969 +34%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$1.69M +$39.7K +2,997 +2%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.56M +$138K +10,399 +9%
UBS Group
20
UBS Group
Switzerland
$1.48M -$97.8K -7,381 -6%
WWM
21
Western Wealth Management
Colorado
$1.46M +$1.64M +124,008 New
KAS
22
Kestra Advisory Services
Texas
$1.25M -$323K -24,368 -19%
XF
23
XML Financial
Maryland
$1.16M +$1.31M +99,070 New
M&T Bank
24
M&T Bank
New York
$1.14M +$66.2K +5,000 +5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.1M -$183K -13,813 -13%
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