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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$18.9M +$2.09M +144,795 +12%
Cohen & Steers
2
Cohen & Steers
New York
$9.01M -$115K -8,006 -1%
Morgan Stanley
3
Morgan Stanley
New York
$7.35M +$204K +14,189 +3%
Invesco
4
Invesco
Georgia
$6.24M -$396K -27,451 -6%
LPL Financial
5
LPL Financial
California
$4.7M -$5.62M -389,774 -54%
FFA
6
First Foundation Advisors
California
$4.43M -$61.1K -4,242 -1%
VIA
7
Vident Investment Advisory
Georgia
$4.32M +$309K +21,411 +8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.77M +$537K +37,291 +24%
SIA
9
Sit Investment Associates
Minnesota
$1.84M +$1.86M +128,766 New
LCM
10
Laurion Capital Management
New York
$1.74M +$1.21M +83,887 +222%
Bank of America
11
Bank of America
North Carolina
$1.74M -$158K -10,973 -8%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.66M +$207K +14,384 +14%
IA
13
IFP Advisors
Florida
$1.61M -$84.4K -5,853 -5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.48M -$97.2K -6,742 -6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.35M -$28.3K -1,964 -2%
HB
16
Homrich & Berg
Georgia
$1.28M +$4.96K +344 +0.4%
GC
17
Guggenheim Capital
Illinois
$1.03M -$25.8K -1,787 -2%
CAN
18
Cetera Advisor Networks
California
$944K +$45.6K +3,166 +5%
NPC
19
National Planning Corporation
California
$908K -$2.16M -149,706 -72%
CAM
20
Covenant Asset Management
New Jersey
$885K +$892K +61,865 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$884K +$42.3K +2,935 +5%
HCM
22
Hollencrest Capital Management
California
$815K +$123K +8,500 +18%
Ameriprise
23
Ameriprise
Minnesota
$763K +$19.6K +1,361 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$696K -$1.38K -96 -0.2%
AG
25
Advisor Group
Arizona
$685K +$121K +8,427 +21%
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