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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$22.9M +$2.29M +118,537 +11%
Morgan Stanley
2
Morgan Stanley
New York
$21.4M -$17.3K -896 -0.1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$13M +$725K +37,558 +6%
Bank of America
4
Bank of America
North Carolina
$11.7M +$290K +15,017 +3%
Osaic Holdings
5
Osaic Holdings
Arizona
$9.66M +$1.38M +71,457 +17%
BPA
6
Beacon Pointe Advisors
California
$8.84M -$415K -21,494 -5%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$6.3M -$51.9K -2,687 -0.8%
CAN
8
Cetera Advisor Networks
California
$5.76M -$2.22M -114,923 -28%
UBS Group
9
UBS Group
Switzerland
$4.03M +$132K +6,817 +3%
SFC
10
SYM Financial Corp
Indiana
$3.32M +$237K +12,258 +8%
MML Investors Services
11
MML Investors Services
Massachusetts
$3.01M +$970K +50,245 +49%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.99M +$398K +20,603 +16%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.73M +$31.9K +1,653 +1%
XF
14
XML Financial
Maryland
$2.36M +$22K +1,137 +1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.15M +$800K +41,442 +62%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.1M +$331K +17,132 +19%
AWM
17
Accel Wealth Management
Iowa
$2.08M +$182K +9,435 +10%
BWA
18
BDO Wealth Advisors
Florida
$1.92M -$1.88M -97,354 Closed
PFA
19
Plotkin Financial Advisors
Maryland
$1.89M -$730K -37,819 -28%
SWM
20
Spire Wealth Management
Virginia
$1.85M -$62.6K -3,242 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.72M -$218K -11,266 -12%
FFN
22
Focus Financial Network
Minnesota
$1.47M +$182K +9,426 +15%
PAG
23
Private Advisor Group
New Jersey
$1.39M -$78K -4,040 -5%
RJA
24
Raymond James & Associates
Florida
$1.35M +$56.2K +2,910 +4%
APW
25
Aurora Private Wealth
New Jersey
$1.34M +$76K +3,936 +6%