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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.3M +$5.56M +404,367 +92%
FFA
2
First Foundation Advisors
California
$11.3M +$5.91M +429,669 +104%
LPL Financial
3
LPL Financial
California
$9.8M +$5.19M +377,444 +112%
Cohen & Steers
4
Cohen & Steers
New York
$6.92M +$55.9K +4,063 +0.8%
Invesco
5
Invesco
Georgia
$6.35M +$144K +10,448 +2%
UBS Group
6
UBS Group
Switzerland
$3.87M +$841K +61,154 +27%
VIA
7
Vident Investment Advisory
Georgia
$2.77M +$2.85M +207,511 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.67M +$602K +43,798 +28%
Bank of America
9
Bank of America
North Carolina
$1.9M -$411K -29,885 -17%
NPC
10
National Planning Corporation
California
$1.74M +$125K +9,068 +7%
Squarepoint
11
Squarepoint
New York
$1.59M +$1.64M +118,962 New
CIA
12
Capital Investment Advisors
Georgia
$1.56M -$25.8K -1,875 -2%
IA
13
IFP Advisors
Florida
$1.31M +$1.35M +97,901 New
RCM
14
Robinson Capital Management
Michigan
$1.23M +$1.27M +92,183 New
MFS
15
MSI Financial Services
Massachusetts
$1.23M +$77.1K +5,605 +6%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.16M +$1.18K +86 +0.1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.11M -$39.7K -2,889 -3%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$1.02M +$1.05M +76,576 New
CRC
19
Curi RMB Capital
Illinois
$915K +$177K +12,868 +23%
SG Americas Securities
20
SG Americas Securities
New York
$880K -$738K -53,708 -45%
AR
21
Advisory Research
Illinois
$718K -$28.9K -2,100 -4%
HB
22
Homrich & Berg
Georgia
$665K +$391K +28,460 +133%
Ameriprise
23
Ameriprise
Minnesota
$612K +$86.9K +6,317 +16%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$608K +$154K +11,237 +33%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$586K -$42.3K -3,077 -7%
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