Squarepoint’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Squarepoint’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-18,400	Closed	-$322K	–	2171
2018 Q2	$322K	Buy	+18,400	New	+$327K	﹤0.01%	1353
2018 Q1	–	Sell	-44,519	Closed	-$733K	–	2057
2017 Q4	$733K	Buy	+44,519	New	+$741K	0.01%	974
2016 Q1	–	Sell	-118,962	Closed	-$1.59M	–	1402
2015 Q4	$1.59M	Buy	+118,962	New	+$1.64M	0.17%	135

Other funds holding PTY

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Squarepoint's PTY Position: Q3 2018 in Review

Squarepoint sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2018, closing a stake of 18,400 shares — an estimated $322K sold.

Squarepoint first reported a position in PTY in Q4 2015 and held it in 3 quarters. The position peaked at $1.59M in Q4 2015. 104 funds tracked by Wall St. Rank hold PTY as of Q3 2018.

Squarepoint reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q3 2018 after selling out during the quarter.
Squarepoint sold 18,400 PIMCO Corporate & Income Opportunity Fund shares in Q3 2018, an estimated $322K.
Squarepoint first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2015 and held it in 3 quarters.
Squarepoint's PIMCO Corporate & Income Opportunity Fund position peaked at $1.59M in Q4 2015.
104 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2018.

Based on Squarepoint's 13F filing for Q3 2018, filed 14 Nov 2018.