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PIMCO Corporate & Income Opportunity Fund
PTY

Name Holding Trade Value Shares
Change 		Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$9.92M -$120K -7,457 -1%
Morgan Stanley
2
Morgan Stanley
New York
$9.12M +$826K +51,168 +10%
Invesco
3
Invesco
Georgia
$6.54M -$333K -20,644 -5%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$5.62M +$1.01M +62,654 +22%
Bank of America
5
Bank of America
North Carolina
$4.61M +$2.31M +142,849 +104%
UBS Group
6
UBS Group
Switzerland
$4.54M -$137K -8,481 -3%
LPL Financial
7
LPL Financial
California
$3.79M +$3.71M +229,943 New
FFA
8
First Foundation Advisors
California
$2.33M -$2.61M -161,521 -53%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$2.22M +$160K +9,905 +8%
Ameriprise
10
Ameriprise
Minnesota
$2.14M +$1.06M +65,499 +102%
IA
11
IFP Advisors
Florida
$2M +$164K +10,160 +9%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.71M -$11K -681 -0.7%
SIA
13
Sit Investment Associates
Minnesota
$1.53M -$16.5K -1,023 -1%
CAN
14
Cetera Advisor Networks
California
$1.45M +$12K +741 +0.8%
AG
15
Advisor Group
Arizona
$945K +$6.99K +433 +0.8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$891K +$43.7K +2,709 +5%
NPC
17
National Planning Corporation
California
$886K -$18.5K -1,146 -2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$823K +$417K +25,806 +107%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$776K -$1.14M -70,509 -60%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$775K +$22.2K +1,376 +3%
HB
21
Homrich & Berg
Georgia
$765K +$5.21K +323 +0.7%
GC
22
Guggenheim Capital
Illinois
$736K -$70.9K -4,393 -9%
CAM
23
Covenant Asset Management
New Jersey
$720K – – –
HCM
24
Hollencrest Capital Management
California
$647K – – –
CWM
25
Cornerstone Wealth Management
Missouri
$628K +$77.8K +4,820 +14%
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