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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cohen & Steers
1
Cohen & Steers
New York
USD 9.9 M -USD 120 k -7,457 -1%
Morgan Stanley
2
Morgan Stanley
New York
USD 9.12 M +USD 826 k +51,168 +10%
Invesco
3
Invesco
Georgia
USD 6.54 M -USD 333 k -20,644 -5%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 5.62 M +USD 1.01 M +62,654 +22%
Bank of America
5
Bank of America
North Carolina
USD 4.61 M +USD 2.31 M +142,849 +104%
UBS Group
6
UBS Group
Switzerland
USD 4.54 M -USD 137 k -8,481 -3%
LPL Financial
7
LPL Financial
California
USD 3.79 M +USD 3.71 M +229,943 Nuevas
First Foundation Advisors
8
First Foundation Advisors
California
USD 2.33 M -USD 2.61 M -161,521 -53%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
USD 2.22 M +USD 160 k +9,905 +8%
Ameriprise
10
Ameriprise
Minnesota
USD 2.14 M +USD 1.06 M +65,499 +102%
IFP Advisors
11
IFP Advisors
Florida
USD 2 M +USD 164 k +10,160 +9%
Ladenburg Thalmann Financial Services
12
Ladenburg Thalmann Financial Services
Florida
USD 1.7 M -USD 11 k -681 -0.7%
Sit Investment Associates
13
Sit Investment Associates
Minnesota
USD 1.53 M -USD 16.5 k -1,023 -1%
Cetera Advisor Networks
14
Cetera Advisor Networks
California
USD 1.45 M +USD 12 k +741 +0.8%
Advisor Group
15
Advisor Group
Arizona
USD 945 k +USD 6.99 k +433 +0.8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 891 k +USD 43.7 k +2,709 +5%
NPC
17
National Planning Corporation
California
USD 886 k -USD 18.5 k -1,146 -2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
USD 823 k +USD 417 k +25,806 +107%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
USD 776 k -USD 1.14 M -70,509 -60%
Raymond James Financial Services Advisors
20
Raymond James Financial Services Advisors
Florida
USD 775 k +USD 22.2 k +1,376 +3%
Homrich & Berg
21
Homrich & Berg
Georgia
USD 765 k +USD 5.21 k +323 +0.7%
Guggenheim Capital
22
Guggenheim Capital
Illinois
USD 736 k -USD 70.9 k -4,393 -9%
CAM
23
Covenant Asset Management
New Jersey
USD 720 k – – –
Hollencrest Capital Management
24
Hollencrest Capital Management
California
USD 647 k – – –
CWM
25
Cornerstone Wealth Management
Missouri
USD 628 k +USD 77.8 k +4,820 +14%
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