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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 14.5 M +USD 4.58 M +351,719 +49%
UBS Group
2
UBS Group
Switzerland
USD 12.8 M +USD 8.46 M +649,860 +224%
First Foundation Advisors
3
First Foundation Advisors
California
USD 12.1 M +USD 535 k +41,091 +5%
Morgan Stanley
4
Morgan Stanley
New York
USD 8.41 M -USD 2.98 M -228,620 -27%
Cohen & Steers
5
Cohen & Steers
New York
USD 8.26 M +USD 1.13 M +86,749 +17%
Invesco
6
Invesco
Georgia
USD 6.08 M -USD 388 k -29,770 -6%
Vident Investment Advisory
7
Vident Investment Advisory
Georgia
USD 5.79 M +USD 2.83 M +217,119 +105%
Bank of America
8
Bank of America
North Carolina
USD 1.91 M -USD 29.4 k -2,261 -2%
Robinson Capital Management
9
Robinson Capital Management
Michigan
USD 1.6 M +USD 326 k +25,000 +27%
MSI Financial Services
10
MSI Financial Services
Massachusetts
USD 1.56 M +USD 288 k +22,148 +24%
Capital Investment Advisors
11
Capital Investment Advisors
Georgia
USD 1.56 M -USD 34 k -2,610 -2%
National Planning Corporation
12
National Planning Corporation
California
USD 1.47 M -USD 389 k -29,827 -22%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 1.34 M +USD 194 k +14,873 +18%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
USD 1.23 M +USD 40.8 k +3,129 +4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
USD 1.14 M +USD 95.8 k +7,355 +10%
Homrich & Berg
16
Homrich & Berg
Georgia
USD 1.14 M +USD 441 k +33,827 +68%
Guggenheim Capital
17
Guggenheim Capital
Illinois
USD 825 k +USD 225 k +17,274 +40%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 724 k -USD 1.91 M -146,939 -73%
Hollencrest Capital Management
19
Hollencrest Capital Management
California
USD 661 k +USD 208 k +16,000 +49%
Baird Financial Group
20
Baird Financial Group
Wisconsin
USD 599 k +USD 573 k +43,976 Nuevas
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 596 k -USD 2.63 k -202 -0.5%
Ameriprise
22
Ameriprise
Minnesota
USD 559 k -USD 62.8 k -4,824 -11%
Oarsman Capital
23
Oarsman Capital
Wisconsin
USD 516 k +USD 4.56 k +350 +0.9%
American International Group
24
American International Group
New York
USD 514 k +USD 2.16 k +166 +0.4%
Texas Yale Capital Corp
25
Texas Yale Capital Corp
Florida
USD 477 k – – –
1
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