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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 17.2 M +USD 2.29 M +156,761 +15%
LPL Financial
2
LPL Financial
California
USD 10.7 M +USD 828 k +56,567 +9%
Cohen & Steers
3
Cohen & Steers
New York
USD 9.32 M +USD 24.9 k +1,699 +0.3%
Morgan Stanley
4
Morgan Stanley
New York
USD 7.3 M -USD 1.84 M -125,947 -20%
Invesco
5
Invesco
Georgia
USD 6.78 M -USD 246 k -16,801 -3%
First Foundation Advisors
6
First Foundation Advisors
California
USD 4.58 M -USD 1.7 M -116,447 -27%
Vident Investment Advisory
7
Vident Investment Advisory
Georgia
USD 4.1 M +USD 613 k +41,898 +18%
NPC
8
National Planning Corporation
California
USD 3.02 M +USD 309 k +21,128 +11%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 2.28 M +USD 798 k +54,491 +53%
Bank of America
10
Bank of America
North Carolina
USD 1.94 M -USD 98.2 k -6,708 -5%
Curi RMB Capital
11
Curi RMB Capital
Illinois
USD 1.86 M -USD 947 k -64,694 -34%
IFP Advisors
12
IFP Advisors
Florida
USD 1.73 M +USD 69.8 k +4,772 +4%
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
USD 1.61 M +USD 279 k +19,087 +21%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
USD 1.48 M +USD 187 k +12,766 +14%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
USD 1.41 M +USD 70.1 k +4,789 +5%
Homrich & Berg
16
Homrich & Berg
Georgia
USD 1.3 M +USD 4.82 k +329 +0.4%
Guggenheim Capital
17
Guggenheim Capital
Illinois
USD 1.07 M +USD 211 k +14,438 +24%
Cetera Advisor Networks
18
Cetera Advisor Networks
California
USD 918 k +USD 525 k +35,877 +133%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
USD 859 k +USD 68.3 k +4,663 +9%
Ameriprise
20
Ameriprise
Minnesota
USD 772 k +USD 57.9 k +3,959 +8%
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 725 k -USD 804 k -54,916 -53%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 712 k +USD 39.5 k +2,697 +6%
Hollencrest Capital Management
23
Hollencrest Capital Management
California
USD 709 k – – –
Fiera Capital (Canada)
24
Fiera Capital (Canada)
Quebec, Canada
USD 635 k +USD 5.26 k +359 +0.8%
Advisor Group
25
Advisor Group
Arizona
USD 576 k +USD 16.1 k +1,100 +3%
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