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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 19.6 M -USD 2.66 M -183,412 -13%
Morgan Stanley
2
Morgan Stanley
New York
USD 14.6 M +USD 2.1 M +144,871 +18%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 8.05 M -USD 259 k -17,895 -3%
Cetera Advisor Networks
4
Cetera Advisor Networks
California
USD 7.68 M +USD 1.1 M +76,055 +18%
Bank of America
5
Bank of America
North Carolina
USD 7.2 M +USD 893 k +61,660 +15%
Osaic Holdings
6
Osaic Holdings
Arizona
USD 7.19 M -USD 4.72 M -325,755 -41%
Beacon Pointe Advisors
7
Beacon Pointe Advisors
California
USD 6.4 M +USD 4.82 M +332,511 +418%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
USD 4.72 M +USD 39.9 k +2,753 +0.9%
Creative Planning
9
Creative Planning
Kansas
USD 3.18 M +USD 640 k +44,167 +27%
UBS Group
10
UBS Group
Switzerland
USD 2.89 M -USD 131 k -9,007 -5%
Plotkin Financial Advisors
11
Plotkin Financial Advisors
Maryland
USD 2.82 M +USD 1.11 M +76,398 +72%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 2.11 M -USD 990 k -68,310 -33%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 2.03 M +USD 369 k +25,446 +24%
XML Financial
14
XML Financial
Maryland
USD 1.74 M +USD 421 k +29,083 +35%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 1.57 M -USD 101 k -6,966 -6%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
USD 1.34 M – – –
Cohen & Steers
17
Cohen & Steers
New York
USD 1.24 M – – –
AE Wealth Management
18
AE Wealth Management
Kansas
USD 1.24 M +USD 534 k +36,856 +86%
Private Advisor Group
19
Private Advisor Group
New Jersey
USD 1.19 M -USD 340 k -23,478 -23%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
USD 1.12 M +USD 43.4 k +2,992 +4%
Centaurus Financial
21
Centaurus Financial
California
USD 1.09 M +USD 161 k +11,140 +19%
APW
22
Aurora Private Wealth
New Jersey
USD 1.06 M -USD 604 k -41,683 -38%
Simplicity Solutions
23
Simplicity Solutions
Minnesota
USD 961 k +USD 509 k +35,117 +131%
CWM
24
Cornerstone Wealth Management
Missouri
USD 955 k +USD 13.5 k +930 +2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
USD 924 k +USD 353 k +24,396 +69%
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