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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cohen & Steers
1
Cohen & Steers
New York
USD 7.39 M -USD 31.3 k -1,925 -0.4%
Invesco
2
Invesco
Georgia
USD 7.04 M -USD 7.35 k -452 -0.1%
Morgan Stanley
3
Morgan Stanley
New York
USD 6.59 M -USD 27.2 k -1,672 -0.4%
LPL Financial
4
LPL Financial
California
USD 6.22 M -USD 1.44 M -88,878 -18%
UBS Group
5
UBS Group
Switzerland
USD 3.39 M -USD 985 k -60,601 -22%
Bank of America
6
Bank of America
North Carolina
USD 2.72 M +USD 43.8 k +2,697 +2%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
USD 2.2 M +USD 2.24 M +137,597 +7,644%
SG Americas Securities
8
SG Americas Securities
New York
USD 2.02 M +USD 923 k +56,760 +80%
Capital Investment Advisors
9
Capital Investment Advisors
Georgia
USD 1.87 M -USD 16.4 k -1,006 -0.8%
National Planning Corporation
10
National Planning Corporation
California
USD 1.82 M -USD 41.1 k -2,530 -2%
Advisory Research
11
Advisory Research
Illinois
USD 1.8 M +USD 128 k +7,860 +7%
Oppenheimer & Co
12
Oppenheimer & Co
New York
USD 1.74 M +USD 48.8 k +3,000 +3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 1.35 M +USD 53 k +3,258 +4%
MSI Financial Services
14
MSI Financial Services
Massachusetts
USD 1.26 M +USD 120 k +7,396 +10%
Private Advisor Group
15
Private Advisor Group
New Jersey
USD 1.15 M +USD 20.3 k +1,250 +2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 1.08 M +USD 9.01 k +554 +0.8%
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 945 k +USD 56.5 k +3,473 +6%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 860 k -USD 40.3 k -2,479 -4%
Citigroup
19
Citigroup
New York
USD 737 k +USD 36.2 k +2,224 +5%
Hollencrest Capital Management
20
Hollencrest Capital Management
California
USD 657 k – – –
ICAS
21
Investors Capital Advisory Services
Massachusetts
USD 576 k +USD 114 k +6,988 +24%
Cetera Advisor Networks
22
Cetera Advisor Networks
California
USD 549 k -USD 385 k -23,700 -40%
American International Group
23
American International Group
New York
USD 543 k -USD 23.5 k -1,448 -4%
Curi RMB Capital
24
Curi RMB Capital
Illinois
USD 540 k +USD 557 k +34,271 Nuevas
Ameriprise
25
Ameriprise
Minnesota
USD 536 k +USD 16.9 k +1,041 +3%
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