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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 22.7 M +USD 1.97 M +139,403 +9%
LPL Financial
2
LPL Financial
California
USD 22.1 M +USD 1.88 M +133,258 +9%
PFG Investments
3
PFG Investments
New York
USD 20.4 M +USD 222 k +15,755 +1%
XML Financial
4
XML Financial
Maryland
USD 12.6 M +USD 404 k +28,599 +3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
USD 11.2 M +USD 192 k +13,589 +2%
Penserra Capital Management
6
Penserra Capital Management
California
USD 10.9 M -USD 56.7 k -4,015 -0.5%
Osaic Holdings
7
Osaic Holdings
Arizona
USD 9.7 M +USD 3.08 M +218,026 +42%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
USD 4.55 M -USD 3.93 M -278,034 -44%
Concourse Financial Group Securities
9
Concourse Financial Group Securities
Alabama
USD 4.49 M -USD 57.4 k -4,065 -1%
Cetera Advisor Networks
10
Cetera Advisor Networks
California
USD 4.48 M -USD 47.7 k -3,376 -1%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
USD 4.48 M +USD 636 k +45,018 +15%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 4.43 M +USD 242 k +17,132 +5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 4.13 M +USD 968 k +68,583 +28%
Private Advisor Group
14
Private Advisor Group
New Jersey
USD 4.13 M +USD 557 k +39,482 +14%
SYM Financial Corp
15
SYM Financial Corp
Indiana
USD 4.01 M – – –
Financial Advocates Investment Management
16
Financial Advocates Investment Management
Washington
USD 3.64 M -USD 61.6 k -4,366 -2%
Bank of America
17
Bank of America
North Carolina
USD 3.34 M +USD 314 k +22,270 +10%
Evergreen Wealth Management
18
Evergreen Wealth Management
Michigan
USD 3.33 M +USD 76 k +5,382 +2%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 3.32 M +USD 316 k +22,360 +10%
Accel Wealth Management
20
Accel Wealth Management
Iowa
USD 3.26 M +USD 515 k +36,512 +17%
Cahill Financial Advisors
21
Cahill Financial Advisors
Minnesota
USD 3.15 M -USD 68.4 k -4,844 -2%
Strategic Wealth Partners
22
Strategic Wealth Partners
Ohio
USD 2.54 M +USD 2.94 k +208 +0.1%
Dynamic Advisor Solutions
23
Dynamic Advisor Solutions
Arizona
USD 2.4 M +USD 39.4 k +2,789 +2%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
USD 2.36 M -USD 108 k -7,675 -4%
Golden State Equity Partners
25
Golden State Equity Partners
California
USD 2.31 M +USD 19 k +1,347 +0.8%
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