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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 14.3 M +USD 1.09 M +77,983 +8%
LPL Financial
2
LPL Financial
California
USD 9.46 M -USD 5.64 M -403,331 -38%
Cohen & Steers
3
Cohen & Steers
New York
USD 8.96 M +USD 426 k +30,463 +5%
Morgan Stanley
4
Morgan Stanley
New York
USD 8.81 M +USD 121 k +8,623 +1%
Invesco
5
Invesco
Georgia
USD 6.77 M +USD 479 k +34,291 +8%
First Foundation Advisors
6
First Foundation Advisors
California
USD 6.06 M -USD 6.35 M -454,292 -51%
Vident Investment Advisory
7
Vident Investment Advisory
Georgia
USD 3.36 M -USD 2.6 M -185,787 -44%
NPC
8
National Planning Corporation
California
USD 2.75 M +USD 1.17 M +83,501 +80%
Curi RMB Capital
9
Curi RMB Capital
Illinois
USD 2.7 M +USD 2.68 M +191,859 Nuevas
Bank of America
10
Bank of America
North Carolina
USD 1.96 M -USD 13.4 k -957 -0.7%
IFP Advisors
11
IFP Advisors
Florida
USD 1.6 M +USD 1.49 M +106,491 +1,464%
MSI Financial Services
12
MSI Financial Services
Massachusetts
USD 1.47 M -USD 136 k -9,758 -9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 1.44 M +USD 54.7 k +3,916 +4%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
USD 1.29 M +USD 21.5 k +1,540 +2%
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
USD 1.28 M +USD 663 k +47,417 +108%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
USD 1.25 M +USD 66.8 k +4,777 +6%
Homrich & Berg
17
Homrich & Berg
Georgia
USD 1.25 M +USD 70.1 k +5,019 +6%
Guggenheim Capital
18
Guggenheim Capital
Illinois
USD 833 k -USD 19.6 k -1,405 -2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
USD 763 k +USD 15 k +1,072 +2%
Hollencrest Capital Management
20
Hollencrest Capital Management
California
USD 683 k – – –
Ameriprise
21
Ameriprise
Minnesota
USD 676 k +USD 97.8 k +6,996 +17%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 649 k +USD 185 k +13,215 +40%
Fiera Capital (Canada)
23
Fiera Capital (Canada)
Quebec, Canada
USD 608 k +USD 603 k +43,129 Nuevas
Nine Masts Capital
24
Nine Masts Capital
Hong Kong
USD 586 k +USD 582 k +41,614 Nuevas
Oarsman Capital
25
Oarsman Capital
Wisconsin
USD 539 k +USD 5.59 k +400 +1%
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